Regulatory Compliance Association

EIN: 010851830

Christiana, DE

Total Revenue
$268,378
Total Expenses
$448,446
Total Assets
$14,513
Net Assets
$-179,013
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Financial Vulnerability Assessment (Tuckman-Chang)

4 risk indicators measuring financial stability and operational resilience

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Financial Trends

Organization Details

Formation Year
2005
Legal Domicile
DE
Phone
6467455509
Tax Period
2019-01-01 to 2019-12-31

Regulatory Compliance Association, founded in 2005, is a small nonprofit that reported $268K in total revenue in fiscal year 2019. Revenue decreased 9% compared to the prior year. Expenses of $448K exceeded revenue, resulting in a 67% operating deficit.

Mission

Protect investors and fiancial markets as the exclusive authority for compliance educations, training, accreditation, certification, skills assesment and employee training.

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Trantor Score

Financial Health Score (300–850) · Liquidity · Solvency · Sustainability · Efficiency

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Liquidity (40%) • Solvency (30%) • Sustainability (20%) • Efficiency (10%)

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Financial Overview (2019)

Revenue Breakdown

Contributions & Grants $166,836
Program Service Revenue $101,542
Investment Income $0
Other Revenue $0
TOTAL REVENUE $268,378

Expense Breakdown

Grants Paid $0
Salaries & Benefits $0
Fundraising Expenses $0
Other Expenses $448,446
TOTAL EXPENSES $448,446

Year-over-Year Comparison

2019 2018 Change
Revenue $268,378 $294,439 -0.1%
Expenses $448,446 $529,130 -0.2%
Net Income $-180,068 $-234,691 -0.2%
Key Indicators
✗ Grants to Organizations ✗ Grants to Individuals ✗ Lobbying ✗ Political Activity ✗ Foreign Activities ✗ Donor Advised Fund ✗ Schedule B Required
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Financial Health Indicators

Comprehensive financial analysis: Altman Z-Score, liquidity, solvency, sustainability, efficiency, and growth metrics

Financial Distress Indicator

Liquidity & Cash Position

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Altman Z-Score • Liquidity Ratios • Solvency Analysis • Growth Indicators • Efficiency Metrics

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Governance

Voting Members
3
Independent Members
2
Employees
N/A
Volunteers
N/A

Governance Policies

✗ Conflict of Interest Policy
✗ Whistleblower Policy
✗ Document Retention Policy

Special Practices & Reported Activities

✗ Operated a School
✗ Operated a Hospital
✗ Provided First Class Travel
✗ Reported Conflict of Interest
✗ Reported Asset Diversion
✗ Excess Benefit Transaction
✗ Made Political Expenditures
✗ Engaged in Lobbying
✗ Operated Donor Advised Fund
✗ Maintained Art Collections
✗ Filed Form 720

Compensation of Officers, Directors & Key Employees

Total Officers
1
$0
Total Directors
3
$0
Key Employees
0
$0
Highest Compensated
0
reported
Name Title Hours/Week Role Reportable Comp Other Comp Total
Amy Roy Executive Dir. 30.00
Officer Director
$0 $0 $0
Walter Zabrowski Director 1.00
Director
$0 $0 $0
Kip Allardt Director 0.00
Director
$0 $0 $0
Note: Compensation data is self-reported by the organization on their Form 990. "Reportable Comp" includes salary, bonuses, and other reportable compensation from the organization and related organizations. "Other Comp" includes benefits, deferred compensation, and non-taxable benefits.

Historical Data

Year Revenue Expenses Assets Net Income
2019 $268,378 $448,446 $14,513 $-180,068
2018 $294,439 $529,130 $63,165 $-234,691
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