NICSA Inc

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Financial Vulnerability Assessment (Tuckman-Chang)

4 risk indicators measuring financial stability and operational resilience

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Financial Trends

Organization Details

Formation Year

1987

Legal Domicile

Principal Officer

James A Fitzpatrick

Phone

5084851500

Tax Period

2024-04-01 to 2025-03-31

NICSA Inc, founded in 1987, is a community nonprofit in the Education sector that reported $2.2M in total revenue in fiscal year 2024.

Mission

NICSA provides the Global Investment Management Industry with discussion and education forums to better serve its customers by developing operational best practices. See Schedule O for Continuation

Program Service Accomplishments

Program 1

Expenses: $651,107 Revenue: $505,990

Annual Conference: NICSA Strategic Leadership Forum and expo provides educational and networking opportunities for its membership.

Program 2

Expenses: $472,792 Revenue: $362,569

Asset & Wealth Management Summit: NICSA facilitated a National Meeting that provided education and networking opportunities for its membership.

Program 3

Expenses: $382,315 Revenue: $169,006

Symposium: NICSA's Fearless Leadership Symposium brought together attendees to explore how inclusive leadership can enhance productivity and promote growth through powerful keynotes, interactive...

Symposium: NICSA's Fearless Leadership Symposium brought together attendees to explore how inclusive leadership can enhance productivity and promote growth through powerful keynotes, interactive panel discussions and actionable takeaways from companies leading the DEI charge in our industry. The Symposium highlighted bold business practices aimed at supporting the long-term sustainability of global asset management.

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Trantor Score

Financial Health Score (300–850) · Liquidity · Solvency · Sustainability · Efficiency

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Liquidity (40%) • Solvency (30%) • Sustainability (20%) • Efficiency (10%)

Financial Overview (2024)

Revenue Breakdown

Contributions & Grants $0

Program Service Revenue $2,184,062

Investment Income $46,515

Other Revenue $2,529

TOTAL REVENUE $2,233,106

Expense Breakdown

Grants Paid $0

Salaries & Benefits $1,415,775

Fundraising Expenses $0

Program Expenses $2,101,357

Other Expenses $900,755

TOTAL EXPENSES $2,316,530

Year-over-Year Comparison

	2024	2023	Change
Revenue	$2,233,106	$2,205,079	+0.0%
Expenses	$2,316,530	$2,234,527	+0.0%
Net Income	$-83,424	$-29,448	+1.8%

Key Indicators

✗ Grants to Organizations ✗ Grants to Individuals ✗ Lobbying ✗ Political Activity ✗ Foreign Activities ✗ Donor Advised Fund ✗ Schedule B Required

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Financial Health Indicators

Comprehensive financial analysis: Altman Z-Score, liquidity, solvency, sustainability, efficiency, and growth metrics

Financial Distress Indicator

Liquidity & Cash Position

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Altman Z-Score • Liquidity Ratios • Solvency Analysis • Growth Indicators • Efficiency Metrics

Governance

Voting Members

Independent Members

Employees

Volunteers

700

Governance Policies

✓ Conflict of Interest Policy

✓ Whistleblower Policy

✓ Document Retention Policy

Special Practices & Reported Activities

✗ Operated a School

✗ Operated a Hospital

✗ Provided First Class Travel

✗ Reported Conflict of Interest

✗ Reported Asset Diversion

✗ Excess Benefit Transaction

✗ Made Political Expenditures

✗ Engaged in Lobbying

✗ Operated Donor Advised Fund

✗ Maintained Art Collections

✗ Filed Form 720

Compensation of Officers, Directors & Key Employees

Total Officers

$506,255

Total Directors

Key Employees

Highest Compensated

reported

Name	Title	Hours/Week	Role	Reportable Comp	Other Comp	Total
Clint Harris	Chairman	1.00	Officer Director	$0	$0	$0
Scott Brady	Chairman through 10/1/2024	1.00	Officer Director	$0	$0	$0
Stacy Bernstein	Vice Chairwoman	1.00	Officer Director	$0	$0	$0
David Rosen	Vice President	1.00	Officer Director	$0	$0	$0
Kevin Mahn	Vice President	1.00	Officer Director	$0	$0	$0
Janet Bienkowski	Vice President	1.00	Officer Director	$0	$0	$0
Ryan Burns	Vice President	1.00	Officer Director	$0	$0	$0
Kirsten Pickens	Vice President	1.00	Officer Director	$0	$0	$0
John Stadtler	Vice President	1.00	Director	$0	$0	$0
Mark Lavan	Director	1.00	Director	$0	$0	$0
Dan Moorman	Director	1.00	Director	$0	$0	$0
Frieda Lewis	Director	1.00	Director	$0	$0	$0
Chris Keller	Director	1.00	Director	$0	$0	$0
Mike Melles	Director	1.00	Director	$0	$0	$0
Jennifer McGovern	Director	1.00	Director	$0	$0	$0
Ken Cawley	Director	1.00	Director	$0	$0	$0
Steve Rueschhoff	Director	1.00	Director	$0	$0	$0
Cindy Schreiner	Director	1.00	Director	$0	$0	$0
Kelli O'Brien	Director	1.00	Director	$0	$0	$0
Mike Mastroianni	Director	1.00	Director	$0	$0	$0
John Gray	Director	1.00	Director	$0	$0	$0
Andrew Strnad	Director	1.00	Director	$0	$0	$0
Dan Houlihan	Director	1.00	Director	$0	$0	$0
Brooke Marajo	Director	1.00	Director	$0	$0	$0
Stephen Patrickakos	Director	1.00	Director	$0	$0	$0
Christine Waldon	Director	1.00	Director	$0	$0	$0
Stacy Veleker	Director	1.00	Director	$0	$0	$0
Brian Shlissel	Director	1.00	Director	$0	$0	$0
Chris Goff	Director	1.00	Director	$0	$0	$0
Jocelyn McBride	Director	1.00	Director	$0	$0	$0
Stella Mink	Director	1.00	Director	$0	$0	$0
Tiffani Potesta	Director	1.00	Director	$0	$0	$0
Angela Morales	Director through June 2024	1.00	Director	$0	$0	$0
Christine Selmi	Director through June 2024	1.00	Director	$0	$0	$0
Jim Fitzpatrick	President & CEO	40.00	Officer	$470,000	$36,255	$506,255
Allison Lovett	Vice President	40.00	Highest	$111,875	$0	$111,875
Justine Phoenix	Vice President	40.00	Highest	$142,300	$0	$142,300
Kelly Sherrard	Vice President	40.00	Highest	$147,375	$18,979	$166,354
Allison Walsh	Vice President	40.00	Highest	$133,905	$12,296	$146,201

Note: Compensation data is self-reported by the organization on their Form 990. "Reportable Comp" includes salary, bonuses, and other reportable compensation from the organization and related organizations. "Other Comp" includes benefits, deferred compensation, and non-taxable benefits.

Historical Data

Year	Revenue	Expenses	Assets	Net Income
2026	No data	No data	No data	No data
2025	$2,233,106	$2,316,530	$1,551,759	$-83,424
2024	$2,205,079	$2,234,527	$1,440,460	$-29,448
2023	$2,221,537	$2,371,369	$1,428,233	$-149,832
2022	$2,079,510	$2,000,063	$1,905,996	$79,447
2021	$1,786,292	$1,606,364	$1,296,845	$179,928
2020	$2,801,802	$2,708,576	$990,191	$93,226
2019	$1,211,655	$1,347,675	$1,494,081	$-136,020