ETHICS & COMPLIANCE OFFICER ASSOCIATION (EIN 043259433) - Form 990 Financial Analysis & Trantor Score

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Tuckman-Chang Vulnerability Assessment

4 risk indicators measuring financial stability and operational resilience

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Financial Trends

Organization Details

Formation Year

1992

Legal Domicile

Principal Officer

PATRICIA J HARNED PHD

Phone

7036472185

Tax Period

2023-01-01 to 2023-12-31

ETHICS & COMPLIANCE OFFICER ASSOCIATION, founded in 1992, is a community nonprofit that reported $2.2M in total revenue in fiscal year 2018. Revenue decreased 8% compared to the prior year.

Mission

BRING TOGETHER ETHICS AND COMPLIANCE PROFESSIONALS WORLDWIDE TO SHARE TECHNIQUES & RESOURCES

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Trantor Score

Financial Health & Payment Capacity Assessment (FICO Scale: 300–850)

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Liquidity (40%) • Solvency (30%) • Sustainability (20%) • Efficiency (10%)

Financial Overview (2023)

Revenue Breakdown

Contributions & Grants $0

Program Service Revenue $1,897,848

Investment Income $0

Other Revenue $0

TOTAL REVENUE $1,897,848

Expense Breakdown

Grants Paid $0

Salaries & Benefits $1,018,192

Fundraising Expenses $0

Other Expenses $2,220,622

TOTAL EXPENSES $3,238,814

Year-over-Year Comparison

	2023	2022	Change
Revenue	$1,897,848	$1,841,055	+0.0%
Expenses	$3,238,814	$2,384,427	+0.4%
Net Income	$-1,340,966	$-543,372	+1.5%

Key Indicators

✗ Grants to Organizations ✗ Grants to Individuals ✗ Lobbying ✗ Political Activity ✓ Foreign Activities ✗ Donor Advised Fund ✗ Schedule B Required

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Financial Health Indicators

Comprehensive financial analysis: Altman Z-Score, liquidity, solvency, sustainability, efficiency, and growth metrics

Financial Distress Indicator

Liquidity & Cash Position

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Altman Z-Score • Liquidity Ratios • Solvency Analysis • Growth Indicators • Efficiency Metrics

Governance

Voting Members

Independent Members

Employees

N/A

Volunteers

Governance Policies

✓ Conflict of Interest Policy

✓ Whistleblower Policy

✓ Document Retention Policy

Special Practices & Reported Activities

✗ Operated a School

✗ Operated a Hospital

✗ Provided First Class Travel

✗ Reported Conflict of Interest

✗ Reported Asset Diversion

✗ Excess Benefit Transaction

✗ Made Political Expenditures

✗ Engaged in Lobbying

✗ Operated Donor Advised Fund

✗ Maintained Art Collections

✗ Filed Form 720

Compensation of Officers, Directors & Key Employees

Total Officers

$363,873

Total Directors

Key Employees

$179,356

Highest Compensated

reported

Name	Title	Hours/Week	Role	Reportable Comp	Other Comp	Total
STEVE SCARPINO	CHAIR (LEFT 12/31/2023)	1.00	Officer Director	$0	$0	$0
PAUL ZIKMUND	CHAIR	1.00	Officer Director	$0	$0	$0
BEN BARD	VICE CHAIR (LEFT 12/31/2023)	1.00	Officer Director	$0	$0	$0
KATIE SMITH	VICE CHAIR	1.00	Officer Director	$0	$0	$0
JAMAL AHMED	TRUSTEE	1.00	Director	$0	$0	$0
MICHELE BROWN	TRUSTEE (LEFT 12/31/2023)	1.00	Director	$0	$0	$0
ROBB CANNING	TRUSTEE	1.00	Director	$0	$0	$0
SETH COHEN	TRUSTEE	1.00	Director	$0	$0	$0
RICHARD DAVIES	TRUSTEE	1.00	Director	$0	$0	$0
KURT DRAKE	TRUSTEE	1.00	Director	$0	$0	$0
NANCY HIGGINS	TRUSTEE (LEFT 12/31/2023)	1.00	Director	$0	$0	$0
GREG KEELING	TRUSTEE	1.00	Director	$0	$0	$0
ROBERT MASCOLA	TRUSTEE	1.00	Director	$0	$0	$0
SUZANNE MILTON	TRUSTEE	1.00	Director	$0	$0	$0
NINA MARTIN	TRUSTEE	1.00	Director	$0	$0	$0
ALICIA OLMSTEAD	TRUSTEE	1.00	Director	$0	$0	$0
JUSTIN ROSS	TRUSTEE	1.00	Director	$0	$0	$0
MIKE SANTOS	TRUSTEE	1.00	Director	$0	$0	$0
YAN TOUGAS	TRUSTEE	1.00	Director	$0	$0	$0
KAREN CLAPSADDLE	TRUSTEE (LEFT 08/10/2023)	1.00	Director	$0	$0	$0
JULIE KANE	TRUSTEE (LEFT 12/31/2023)	1.00	Director	$0	$0	$0
ALEC KOCH	TREASURER	1.00	Officer Director	$0	$0	$0
PATRICIA J HARNED PHD	CHIEF EXECUTIVE OFFICER	8.00	Officer	$0	$28,242	$363,873
SEMIHA EVREN ESEN	VP, RESEARCH & ANALYTICS	3.00	Key Emp	$0	$20,542	$179,356
CAROL LEVEY	VP, MARKETING	20.00	Highest	$0	$11,198	$132,230
CHARLES TRENT WALTERS	VP, MEMBERSHIP	40.00	Highest	$0	$14,860	$126,075

Note: Compensation data is self-reported by the organization on their Form 990. "Reportable Comp" includes salary, bonuses, and other reportable compensation from the organization and related organizations. "Other Comp" includes benefits, deferred compensation, and non-taxable benefits.

Historical Data

Year	Revenue	Expenses	Assets	Net Income
2024	No data	No data	No data	No data
2023	$1,897,848	$3,238,814	$694,913	$-1,340,966
2022	$1,841,055	$2,384,427	$1,278,172	$-543,372
2021	$1,977,981	$1,915,309	$1,991,466	$62,672
2020	$2,035,489	$1,998,878	$1,431,827	$36,611
2019	$2,470,758	$2,231,151	$1,394,135	$239,607
2018	$2,168,547	$2,218,154	$1,572,585	$-49,607

ETHICS & COMPLIANCE OFFICER ASSOCIATION