WASHINGTON, DC
4 risk indicators measuring financial stability and operational resilience
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Sign In — Free (10 views/day)INVESTMENT COMPANY INSTITUTE, founded in 1941, is a mid-sized nonprofit that reported $83.2M in total revenue in fiscal year 2023.
TO STRENGTHEN THE FOUNDATION OF THE ASSET MANAGEMENT INDUSTRY FOR THE ULTIMATE BENEFIT OF THE LONG-TERM INDIVIDUAL INVESTOR. MEMBERS INCLUDE MUTUAL FUNDS, EXCHANGE-TRADED FUNDS (ETFS), CLOSED-END FUNDS, AND UNIT INVESTMENT TRUSTS (UITS) IN THE UNITED STATES, AND SIMILAR FUNDS OFFERED TO INVESTORS IN EUROPE, ASIA AND OTHER JURISDICTIONS.
PUBLIC POLICY ISSUES - ICI ADVANCES THE INTERESTS OF INVESTMENT COMPANIES, THEIR SHAREHOLDERS, DIRECTORS, AND INVESTMENT ADVISERS BY SUPPORTING EFFECTIVE LEGISLATION AND REGULATION. TO SECURE PUBLIC...
PUBLIC POLICY ISSUES - ICI ADVANCES THE INTERESTS OF INVESTMENT COMPANIES, THEIR SHAREHOLDERS, DIRECTORS, AND INVESTMENT ADVISERS BY SUPPORTING EFFECTIVE LEGISLATION AND REGULATION. TO SECURE PUBLIC POLICY OBJECTIVES, ICI REPRESENTS THE FUND INDUSTRY AND ITS SHAREHOLDERS BEFORE CONGRESS, THE SECURITIES AND EXCHANGE COMMISSION, AND OTHER REGULATORY AGENCIES, AS WELL AS STATE AND FOREIGN REGULATORS.
RESEARCH - ICI IS THE PRIMARY SOURCE FOR STATISTICAL DATA AND RESEARCH ON INVESTORS AND RETIREMENT PLANS IN THE INVESTMENT COMPANY INDUSTRY. ICI RESEARCH EXAMINES SUCH TOPICS AS THE RETIREMENT...
RESEARCH - ICI IS THE PRIMARY SOURCE FOR STATISTICAL DATA AND RESEARCH ON INVESTORS AND RETIREMENT PLANS IN THE INVESTMENT COMPANY INDUSTRY. ICI RESEARCH EXAMINES SUCH TOPICS AS THE RETIREMENT MARKET, SHAREHOLDER DEMOGRAPHICS, TRENDS IN SHAREHOLDER OWNERSHIP, FUND FEES AND EXPENSES, AND THE INDUSTRY'S ROLE IN FOREIGN MARKETS.
STRATEGIC COMMUNICATIONS - ICI OFFERS A WIDE RANGE OF RESOURCES TO THE MEDIA, INCLUDING NEWS RELEASES, BACKGROUND INFORMATION ON THE FUND INDUSTRY, TESTIMONY BEFORE LEGISLATORS AND REGULATORS...
STRATEGIC COMMUNICATIONS - ICI OFFERS A WIDE RANGE OF RESOURCES TO THE MEDIA, INCLUDING NEWS RELEASES, BACKGROUND INFORMATION ON THE FUND INDUSTRY, TESTIMONY BEFORE LEGISLATORS AND REGULATORS, SPEECHES AT CONFERENCES AND COMMENT LETTERS EXPRESSING INDUSTRY OPINIONS ON REGULATORY PROPOSALS. ICI ALSO PROVIDES REGULAR STATISTICAL RELEASES AND RESEARCH CONCERNING THE INDUSTRY AND ITS SHAREHOLDERS.
Financial Health Score (300–850) · Liquidity · Solvency · Sustainability · Efficiency
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Liquidity (40%) • Solvency (30%) • Sustainability (20%) • Efficiency (10%)
Sign In — Free (10 views/day)| 2023 | 2022 | Change | |
|---|---|---|---|
| Revenue | $83,174,498 | $84,136,163 | 0.0% |
| Expenses | $84,194,621 | $77,130,848 | +0.1% |
| Net Income | $-1,020,123 | $7,005,315 | -1.1% |
Comprehensive financial analysis: Altman Z-Score, liquidity, solvency, sustainability, efficiency, and growth metrics
Financial Distress Indicator
Liquidity & Cash Position
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Altman Z-Score • Liquidity Ratios • Solvency Analysis • Growth Indicators • Efficiency Metrics
Sign In| Name | Title | Hours/Week | Role | Reportable Comp | Other Comp | Total |
|---|---|---|---|---|---|---|
| ERIC J PAN | PRESIDENT & CEO | 40.0 |
Officer
|
$3,128,037 | $78,748 | $3,206,785 |
| SUSAN M OLSON | GENERAL COUNSEL THRU 06/24 | 40.0 |
Officer
|
$1,086,498 | $67,274 | $1,153,772 |
| DONALD C AUERBACH | CHIEF OPERATING OFFICER | 40.0 |
Officer
|
$980,941 | $65,460 | $1,046,401 |
| MICHAEL N PEDRONI | CHIEF GLOBAL AFFAIRS OFFICER | 40.0 |
Highest
|
$820,371 | $78,748 | $899,119 |
| JOHN G EMLING | CHIEF GOVT. AFFAIRS OFFICER | 40.0 |
Highest
|
$744,402 | $75,475 | $819,877 |
| SEAN S COLLINS | CHIEF ECONOMIST | 40.0 |
Key Emp
|
$650,587 | $75,335 | $725,922 |
| DOROTHY M DONOHUE | DEPUTY GENERAL COUNSEL | 40.0 |
Highest
|
$633,358 | $77,700 | $711,058 |
| SARAH A BESSIN | DEPUTY GENERAL COUNSEL | 40.0 |
Highest
|
$616,902 | $65,445 | $682,347 |
| ERICA E RICHARDSON | CHIEF STRATEGIC COMM. OFFICER | 40.0 |
Highest
|
$614,091 | $67,104 | $681,195 |
| RACHEL H GRAHAM | SECRETARY | 40.0 |
Officer
|
$500,841 | $78,748 | $579,589 |
| MARK A DELCOCO | CFO/TREASURER | 40.0 |
Officer
|
$397,776 | $78,748 | $476,524 |
| GEORGE H WALKER | CHAIR | 2.0 |
Director
|
$0 | $0 | $0 |
| YIE-HSIN HUNG | VICE-CHAIR | 2.0 |
Director
|
$0 | $0 | $0 |
| OMAR AGUILAR | MEMBER | 1.0 |
Director
|
$0 | $0 | $0 |
| ANDREW G ARNOTT | MEMBER | 1.0 |
Director
|
$0 | $0 | $0 |
| GEORGE AYLWARD | MEMBER | 1.0 |
Director
|
$0 | $0 | $0 |
| KATHLEEN T BARR | MEMBER | 2.0 |
Director
|
$0 | $0 | $0 |
| SETH P BERNSTEIN | MEMBER | 1.0 |
Director
|
$0 | $0 | $0 |
| KAMAL BHATIA | MEMBER | 1.0 |
Director
|
$0 | $0 | $0 |
| STEPHANIE G BRAMING | MEMBER | 1.0 |
Director
|
$0 | $0 | $0 |
| HEATHER E BRILLIANT | MEMBER | 1.0 |
Director
|
$0 | $0 | $0 |
| MORTIMER J BUCKLEY | MEMBER | 2.0 |
Director
|
$0 | $0 | $0 |
| PAMELA CARLTON | MEMBER | 1.0 |
Director
|
$0 | $0 | $0 |
| JANE K CARTEN | MEMBER | 1.0 |
Director
|
$0 | $0 | $0 |
| GALE K CARUSO | MEMBER | 1.0 |
Director
|
$0 | $0 | $0 |
| JAMES E DAVEY | MEMBER | 1.0 |
Director
|
$0 | $0 | $0 |
| DAVID DIPETRILLO | MEMBER | 1.0 |
Director
|
$0 | $0 | $0 |
| WILLIAM EBSWORTH | MEMBER | 1.0 |
Director
|
$0 | $0 | $0 |
| DANIEL GAMBA | MEMBER | 1.0 |
Director
|
$0 | $0 | $0 |
| GEORGE C W GATCH | MEMBER | 2.0 |
Director
|
$0 | $0 | $0 |
| CAROL GEREMIA | MEMBER | 1.0 |
Director
|
$0 | $0 | $0 |
| PETER J GERMAIN | MEMBER | 1.0 |
Director
|
$0 | $0 | $0 |
| DAVID L GIUNTA | MEMBER | 1.0 |
Director
|
$0 | $0 | $0 |
| DIANA HERRMANN | MEMBER | 1.0 |
Director
|
$0 | $0 | $0 |
| RYAN HICKE | MEMBER | 1.0 |
Director
|
$0 | $0 | $0 |
| MELLODY HOBSON | MEMBER | 2.0 |
Director
|
$0 | $0 | $0 |
| CYNTHIA HOSTETLER | MEMBER | 1.0 |
Director
|
$0 | $0 | $0 |
| BEN HUNEKE | MEMBER | 1.0 |
Director
|
$0 | $0 | $0 |
| NAIM ABOU-JAOUDE | MEMBER | 1.0 |
Director
|
$0 | $0 | $0 |
| GREGORY E JOHNSON | MEMBER | 2.0 |
Director
|
$0 | $0 | $0 |
| JAMES L JOHNSON JR | MEMBER | 2.0 |
Director
|
$0 | $0 | $0 |
| LISA M JONES | MEMBER | 1.0 |
Director
|
$0 | $0 | $0 |
| JOANNA F JONSSON | MEMBER | 2.0 |
Director
|
$0 | $0 | $0 |
| THOMAS C KERSTING | MEMBER | 1.0 |
Director
|
$0 | $0 | $0 |
| KATHYRN KOCH | MEMBER | 2.0 |
Director
|
$0 | $0 | $0 |
| SHAWN K LYTLE | MEMBER | 2.0 |
Director
|
$0 | $0 | $0 |
| MEHDI MAHMUD | MEMBER | 1.0 |
Director
|
$0 | $0 | $0 |
| JAMES MCNAMARA | MEMBER | 2.0 |
Director
|
$0 | $0 | $0 |
| MICHAEL A MENDELSON | MEMBER | 1.0 |
Director
|
$0 | $0 | $0 |
| MARK D NERUD | MEMBER | 1.0 |
Director
|
$0 | $0 | $0 |
| CATHERINE L NEWELL | MEMBER | 1.0 |
Director
|
$0 | $0 | $0 |
| DAVID OESTREICHER | MEMBER | 2.0 |
Director
|
$0 | $0 | $0 |
| STEVEN J PAGGIOLI | MEMBER | 1.0 |
Director
|
$0 | $0 | $0 |
| STUART S PARKER | MEMBER | 2.0 |
Director
|
$0 | $0 | $0 |
| CYNTHIA R PLOUCHE | MEMBER | 2.0 |
Director
|
$0 | $0 | $0 |
| KARLA RABUSCH | MEMBER | 1.0 |
Director
|
$0 | $0 | $0 |
| KRISTI L ROWSELL | MEMBER | 1.0 |
Director
|
$0 | $0 | $0 |
| ANDREW R SCHLOSSBERG | MEMBER | 2.0 |
Director
|
$0 | $0 | $0 |
| DOUGLAS B SIEG | MEMBER | 2.0 |
Director
|
$0 | $0 | $0 |
| KRISTI SLAVIN | MEMBER | 1.0 |
Director
|
$0 | $0 | $0 |
| MARTIN SMALL | MEMBER | 1.0 |
Director
|
$0 | $0 | $0 |
| MARIJN P SMIT | MEMBER | 1.0 |
Director
|
$0 | $0 | $0 |
| PETER G STRELOW | MEMBER | 2.0 |
Director
|
$0 | $0 | $0 |
| WILLIAM W STRICKLAND JR | MEMBER | 1.0 |
Director
|
$0 | $0 | $0 |
| JOSEPH SULLIVAN | MEMBER | 1.0 |
Director
|
$0 | $0 | $0 |
| GARY TENKMAN | MEMBER | 1.0 |
Director
|
$0 | $0 | $0 |
| JONATHAN S THOMAS | MEMBER | 1.0 |
Director
|
$0 | $0 | $0 |
| GARRETT THORNBURG | MEMBER | 1.0 |
Director
|
$0 | $0 | $0 |
| RONALD E TOUPIN JR | MEMBER | 1.0 |
Director
|
$0 | $0 | $0 |
| WILLIAM F TRUSCOTT | MEMBER | 2.0 |
Director
|
$0 | $0 | $0 |
| DAWN VROEGOP | MEMBER | 1.0 |
Director
|
$0 | $0 | $0 |
| PAUL CELLUPICA | GENERAL COUNSEL AS OF 06/24 | 40.0 |
Officer
|
$0 | $0 | $0 |
| Year | Revenue | Expenses | Assets | Net Income |
|---|---|---|---|---|
| 2024 | $83,174,498 | $84,194,621 | $146,403,728 | $-1,020,123 |
| 2023 | $84,136,163 | $77,130,848 | $148,674,197 | $7,005,315 |
| 2022 | $80,146,435 | $68,854,682 | $132,491,163 | $11,291,753 |
| 2021 | $72,478,404 | $67,975,698 | $76,230,571 | $4,502,706 |
| 2020 | $71,824,481 | $70,766,857 | $84,674,610 | $1,057,624 |
| 2019 | $79,650,345 | $75,166,953 | $81,067,434 | $4,483,392 |
| 2018 | $74,633,466 | $71,325,983 | $78,811,879 | $3,307,483 |
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