SECURITIES TRANSFER ASSOCIATION (EIN 135275335) - Form 990 Financial Analysis & Trantor Score

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Financial Vulnerability Assessment (Tuckman-Chang)

4 risk indicators measuring financial stability and operational resilience

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Financial Trends

Organization Details

Formation Year

1971

Legal Domicile

Principal Officer

MELISSA CABOCEL

Phone

7036597692

Tax Period

2024-09-01 to 2025-08-31

SECURITIES TRANSFER ASSOCIATION, founded in 1971, is a small nonprofit that reported $677K in total revenue in fiscal year 2024. Expenses of $583K left a modest 14% surplus.

Mission

REPRESENTATION OF THE SECURITIES TRANSFER INDUSTRY BEFORE REGULATORY AND LEGISLATIVE BODIES, AN ADVISORY AND EDUCATIONAL ROLE FOR THE BENEFIT OF ALL MEMBERS.

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Trantor Score

Financial Health Score (300–850) · Liquidity · Solvency · Sustainability · Efficiency

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Liquidity (40%) • Solvency (30%) • Sustainability (20%) • Efficiency (10%)

Financial Overview (2024)

Revenue Breakdown

Contributions & Grants $265,833

Program Service Revenue $162,825

Investment Income $48,438

Other Revenue $200,000

TOTAL REVENUE $677,096

Expense Breakdown

Grants Paid $0

Salaries & Benefits $381,885

Fundraising Expenses $0

Program Expenses $370,858

Other Expenses $200,723

TOTAL EXPENSES $582,608

Year-over-Year Comparison

	2024	2023	Change
Revenue	$677,096	$648,080	+0.0%
Expenses	$582,608	$581,232	+0.0%
Net Income	$94,488	$66,848	+0.4%

Key Indicators

✗ Grants to Organizations ✗ Grants to Individuals ✗ Lobbying ✗ Political Activity ✗ Foreign Activities ✗ Donor Advised Fund ✗ Schedule B Required

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Financial Health Indicators

Comprehensive financial analysis: Altman Z-Score, liquidity, solvency, sustainability, efficiency, and growth metrics

Financial Distress Indicator

Liquidity & Cash Position

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Altman Z-Score • Liquidity Ratios • Solvency Analysis • Growth Indicators • Efficiency Metrics

Governance

Voting Members

Independent Members

Employees

Volunteers

N/A

Governance Policies

✗ Conflict of Interest Policy

✗ Whistleblower Policy

✗ Document Retention Policy

Special Practices & Reported Activities

✗ Operated a School

✗ Operated a Hospital

✗ Provided First Class Travel

✗ Reported Conflict of Interest

✗ Reported Asset Diversion

✗ Excess Benefit Transaction

✗ Made Political Expenditures

✗ Engaged in Lobbying

✗ Operated Donor Advised Fund

✗ Maintained Art Collections

✗ Filed Form 720

Compensation of Officers, Directors & Key Employees

Total Officers

$259,469

Total Directors

$259,469

Key Employees

Highest Compensated

reported

Name	Title	Hours/Week	Role	Reportable Comp	Other Comp	Total
MELISSA CABOCEL	EXECUTIVE DI	40.00	Officer Director	$259,469	$0	$259,469
LARA DONALDSON	DIRECTOR	N/A	Director	$0	$0	$0
PETER DUGGAN	PRESIDENT	N/A	Officer Director	$0	$0	$0
ROBERT GOAD	TREASURER	N/A	Officer Director	$0	$0	$0
MARGOT JORDAN	SECRETARY	N/A	Officer Director	$0	$0	$0
KARA KENNEDY	DIRECTOR	N/A	Director	$0	$0	$0
WILLIAM MILLER	DIRECTOR	N/A	Director	$0	$0	$0
STEVEN NELSON	VICE PRESIDE	N/A	Officer Director	$0	$0	$0

Note: Compensation data is self-reported by the organization on their Form 990. "Reportable Comp" includes salary, bonuses, and other reportable compensation from the organization and related organizations. "Other Comp" includes benefits, deferred compensation, and non-taxable benefits.

Historical Data

Year	Revenue	Expenses	Assets	Net Income
2025	No data	No data	No data	No data
2025	$677,096	$582,608	$1,460,314	$94,488
2024	$648,080	$581,232	$1,404,791	$66,848
2023	$603,996	$504,871	$1,304,000	$99,125
2022	$526,088	$432,935	$1,189,532	$93,153
2021	$540,016	$450,060	$1,059,198	$89,956
2020	$707,915	$604,658	$975,963	$103,257
2019	$645,513	$652,781	$951,766	$-7,268
2018	$587,671	$567,196	$920,254	$20,475

SECURITIES TRANSFER ASSOCIATION