AUTM Foundation

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Financial Vulnerability Assessment (Tuckman-Chang)

4 risk indicators measuring financial stability and operational resilience

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Financial Trends

Organization Details

Formation Year

2007

Legal Domicile

Principal Officer

John Perchorowicz

Phone

8882886950

Tax Period

2019-01-01 to 2019-12-31

AUTM Foundation, founded in 2007, is a small nonprofit in the Education sector that reported $768K in total revenue in fiscal year 2019. Revenue surged 56% from the prior year, signaling strong growth momentum.

Mission

The core purpose of the AUTM Foundation is to support and enhance the efforts of the Association of University Technology Managers, Inc ("AUTM") to advance academic technology transfer globally.

Program Service Accomplishments

Program 1

Expenses: $101,541 Revenue: $118,969

Technology Transfer Training Program: There is a demand for well-trained technology transfer professionals with strong scientific backgrounds specializing in invention disclosure and assessment...

Technology Transfer Training Program: There is a demand for well-trained technology transfer professionals with strong scientific backgrounds specializing in invention disclosure and assessment, intellectual property management, marketing, licensing, startup company creation, operations and leadership. However, these professions require substantial industry training beyond advanced education and research. The AUTM Foundation has developed a career-enhancing program designed to provide such training for science and engineer students interested in academic technology transfer. The AUTM Foundation continues to enhance current educational courses, while also developing new training opportunities that reflect the evolving needs of the growing technology transfer profession.

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Trantor Score

Financial Health Score (300–850) · Liquidity · Solvency · Sustainability · Efficiency

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Liquidity (40%) • Solvency (30%) • Sustainability (20%) • Efficiency (10%)

Financial Overview (2019)

Revenue Breakdown

Contributions & Grants $768,243

Program Service Revenue $0

Investment Income $0

Other Revenue $0

TOTAL REVENUE $768,243

Expense Breakdown

Grants Paid $0

Salaries & Benefits $0

Fundraising Expenses $190,678

Program Expenses $406,996

Other Expenses $763,089

TOTAL EXPENSES $763,089

Year-over-Year Comparison

	2019	2018	Change
Revenue	$768,243	$492,761	+0.6%
Expenses	$763,089	$419,885	+0.8%
Net Income	$5,154	$72,876	-0.9%

Key Indicators

✗ Grants to Organizations ✗ Grants to Individuals ✗ Lobbying ✗ Political Activity ✗ Foreign Activities ✗ Donor Advised Fund ✓ Schedule B Required

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Financial Health Indicators

Comprehensive financial analysis: Altman Z-Score, liquidity, solvency, sustainability, efficiency, and growth metrics

Financial Distress Indicator

Liquidity & Cash Position

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Altman Z-Score • Liquidity Ratios • Solvency Analysis • Growth Indicators • Efficiency Metrics

Governance

Voting Members

Independent Members

Employees

N/A

Volunteers

192

Governance Policies

✗ Conflict of Interest Policy

✗ Whistleblower Policy

✗ Document Retention Policy

Special Practices & Reported Activities

✗ Operated a School

✗ Operated a Hospital

✗ Provided First Class Travel

✗ Reported Conflict of Interest

✗ Reported Asset Diversion

✗ Excess Benefit Transaction

✗ Made Political Expenditures

✗ Engaged in Lobbying

✗ Operated Donor Advised Fund

✗ Maintained Art Collections

✗ Filed Form 720

Compensation of Officers, Directors & Key Employees

Total Officers

Total Directors

Key Employees

Highest Compensated

reported

Name	Title	Hours/Week	Role	Reportable Comp	Other Comp	Total
Christopher Yochim	Secretary	1.00	Officer Director	$0	$0	$0
John Perchorowicz PhD RTTP	Treasurer / AUTM Board Rep	1.00	Officer Director	$0	$0	$0
Ken Porter	Director	1.00	Director	$0	$0	$0
Carl Gulbrandsen PhD JD	Director	1.00	Director	$0	$0	$0
Kathleen A Denis PhD CLP	Director	1.00	Director	$0	$0	$0
Laura Schoppe MBA MSE RTTP	Chairman	1.00	Officer Director	$0	$0	$0
Linda Pullan	Director	1.00	Director	$0	$0	$0
Holly Meadows	Director	1.00	Director	$0	$0	$0
Nichole Mercier	Director	1.00	Director	$0	$0	$0
Yatin Karpe Phd	Director	1.00	Director	$0	$0	$0

Note: Compensation data is self-reported by the organization on their Form 990. "Reportable Comp" includes salary, bonuses, and other reportable compensation from the organization and related organizations. "Other Comp" includes benefits, deferred compensation, and non-taxable benefits.

Historical Data

Year	Revenue	Expenses	Assets	Net Income
2019	$768,243	$763,089	$207,652	$5,154
2019	$751,492	$708,028	$273,500	$43,464
2018	$492,761	$419,885	$210,277	$72,876