UTICA UNIVERSITY

EIN: 161476258 501(c)(3) Education

Utica, NY

Total Revenue
$97,065,313
Total Expenses
$101,286,070
Total Assets
$130,088,029
Net Assets
$45,860,849
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Financial Vulnerability Assessment (Tuckman-Chang)

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Financial Trends

Organization Details

Formation Year
1946
Legal Domicile
NY
Principal Officer
Kristin Haag
Phone
3157923011
Tax Period
2024-06-01 to 2025-05-31

UTICA UNIVERSITY, founded in 1946, is a mid-sized nonprofit in the Education sector that reported $97.1M in total revenue in fiscal year 2024.

Mission

We empower learners to achieve their career and life goals through personally enriching experiences and outstanding educational pathways.

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Trantor Score

Financial Health Score (300–850) · Liquidity · Solvency · Sustainability · Efficiency

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Liquidity (40%) • Solvency (30%) • Sustainability (20%) • Efficiency (10%)

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Financial Overview (2024)

Revenue Breakdown

Contributions & Grants $9,893,756
Program Service Revenue $84,874,737
Investment Income $1,104,600
Other Revenue $1,192,220
TOTAL REVENUE $97,065,313

Expense Breakdown

Grants Paid $19,158,204
Salaries & Benefits $47,325,969
Fundraising Expenses $2,241,600
Program Expenses $88,273,763
Other Expenses $34,801,897
TOTAL EXPENSES $101,286,070

Year-over-Year Comparison

2024 2023 Change
Revenue $97,065,313 $94,456,826 +0.0%
Expenses $101,286,070 $109,731,138 -0.1%
Net Income $-4,220,757 $-15,274,312 -0.7%
Key Indicators
✗ Grants to Organizations ✓ Grants to Individuals ✗ Lobbying ✗ Political Activity ✓ Foreign Activities ✗ Donor Advised Fund ✓ Schedule B Required
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Financial Health Indicators

Comprehensive financial analysis: Altman Z-Score, liquidity, solvency, sustainability, efficiency, and growth metrics

Financial Distress Indicator

Liquidity & Cash Position

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Altman Z-Score • Liquidity Ratios • Solvency Analysis • Growth Indicators • Efficiency Metrics

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Governance

Voting Members
29
Independent Members
28
Employees
1625
Volunteers
75

Governance Policies

✓ Conflict of Interest Policy
✓ Whistleblower Policy
✓ Document Retention Policy

Special Practices & Reported Activities

✓ Operated a School
✗ Operated a Hospital
✗ Provided First Class Travel
⚠ Reported Conflict of Interest
✗ Reported Asset Diversion
✗ Excess Benefit Transaction
✗ Made Political Expenditures
✗ Engaged in Lobbying
✗ Operated Donor Advised Fund
✓ Maintained Art Collections
✗ Filed Form 720

Compensation of Officers, Directors & Key Employees

Total Officers
9
$1,022,287
Total Directors
29
$449,772
Key Employees
1
$449,772
Highest Compensated
5
reported
Name Title Hours/Week Role Reportable Comp Other Comp Total
Todd Pfannestiel President 37.5
Officer Director Key Emp
$420,114 $29,658 $449,772
Stephanie Nesbitt Provost 37.50
Officer Highest
$211,509 $20,190 $231,699
Robert Halliday Professor of Philosophy 37.50
Highest
$168,050 $46,618 $214,668
Glen Hansen Associate Professor of Accounting 37.5
Highest
$167,385 $46,687 $214,072
Polly Smith Senior Vice President for Market Innovation & New Ventures/Associtae Provost for OES 37.5
Highest
$196,357 $16,463 $212,820
Patrice Hallock Associate Dean School of Health Professions and Education 37.5
Highest
$166,083 $31,098 $197,181
Kristin Haag Vice President of Financial Affairs/Treasurer 37.50
Officer
$164,788 $6,141 $170,929
William Sykes Senior VP of Enrollment Management & Marketing 37.50
Officer
$145,433 $24,454 $169,887
Robert Brevenik Trustee 1.5
Director
$0 $0 $0
Jeremy Thurston Chairperson 1.5
Officer Director
$0 $0 $0
Heidi Hoeller Vice Chairperson 1.5
Officer Director
$0 $0 $0
Christian Meyer III Trustee 1.5
Director
$0 $0 $0
Kenneth Bell Secretary 1.5
Officer Director
$0 $0 $0
Larry Bull Trustee 1.5
Director
$0 $0 $0
Gerard Capraro Vice Chairperson 1.5
Officer Director
$0 $0 $0
John Casellini Trustee 1.5
Director
$0 $0 $0
Ronald Cuccaro Trustee 1.5
Director
$0 $0 $0
Harry Cynkus Trustee 1.5
Director
$0 $0 $0
Frederick Degen Trustee 1.5
Director
$0 $0 $0
Krista DiBeradino Vice Chairperson 1.5
Officer Director
$0 $0 $0
James DuRoss Trustee 1.5
Director
$0 $0 $0
John Forte Trustee 1.5
Director
$0 $0 $0
Christopher Crolius Trustee 1.5
Director
$0 $0 $0
Samuel Hester Trustee 1.5
Director
$0 $0 $0
Daniel Jones Trustee 1.5
Director
$0 $0 $0
Wester Miga Trustee 1.5
Director
$0 $0 $0
Mark Pilipczuk Trustee 1.5
Director
$0 $0 $0
Eugene Quadraro Jr Trustee 1.5
Director
$0 $0 $0
Solade Rowe Trustee 1.5
Director
$0 $0 $0
John Snyder Trustee 1.5
Director
$0 $0 $0
Treesa Salter Trustee 1.5
Director
$0 $0 $0
Mikhail Bushiniski Trustee 1.5
Director
$0 $0 $0
Tanner Stewart Trustee 1.5
Director
$0 $0 $0
Jeffery Whalley Trustee 1.5
Director
$0 $0 $0
Tricia Rutkowski Trustee 1.5
Director
$0 $0 $0
Thomas Cole Trustee 1.5
Director
$0 $0 $0
Note: Compensation data is self-reported by the organization on their Form 990. "Reportable Comp" includes salary, bonuses, and other reportable compensation from the organization and related organizations. "Other Comp" includes benefits, deferred compensation, and non-taxable benefits.

Historical Data

Year Revenue Expenses Assets Net Income
2025 $97,065,313 $101,286,070 $130,088,029 $-4,220,757
2024 $94,456,826 $109,731,138 $133,465,875 $-15,274,312
2023 $89,786,192 $105,687,698 $140,809,471 $-15,901,506
2022 $105,142,781 $104,853,806 $156,931,603 $288,975
2021 $115,414,749 $95,038,724 $162,972,224 $20,376,025
2020 $101,806,169 $99,401,087 $150,954,617 $2,405,082
2019 $104,359,411 $98,993,758 $133,290,027 $5,365,653
2018 $101,947,803 $95,923,190 $130,056,007 $6,024,613
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