FINRA Investor Education Foundation (EIN 200863779) - Form 990 Financial Analysis & Trantor Score

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Financial Vulnerability Assessment (Tuckman-Chang)

4 risk indicators measuring financial stability and operational resilience

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Financial Trends

Organization Details

Formation Year

2004

Legal Domicile

Phone

2027288949

Tax Period

2023-01-01 to 2023-12-31

FINRA Investor Education Foundation, founded in 2004, is a community nonprofit in the Community Improvement sector that reported $9.4M in total revenue in fiscal year 2023. The organization ran a surplus of $4.4M, a strong 46% operating margin.

Mission

THE MISSION IS TO EMPOWER UNDERSERVED AMERICANS WITH THE KNOWLEDGE, SKILLS AND TOOLS TO MAKE SOUND FINANCIAL DECISIONS THROUGHOUT LIFE.

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Trantor Score

Financial Health Score (300–850) · Liquidity · Solvency · Sustainability · Efficiency

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Liquidity (40%) • Solvency (30%) • Sustainability (20%) • Efficiency (10%)

Financial Overview (2023)

Revenue Breakdown

Contributions & Grants $6,980,741

Program Service Revenue $0

Investment Income $2,416,355

Other Revenue $0

TOTAL REVENUE $9,397,096

Expense Breakdown

Grants Paid $456,441

Salaries & Benefits $0

Fundraising Expenses $0

Program Expenses $4,832,615

Other Expenses $4,588,924

TOTAL EXPENSES $5,045,365

Year-over-Year Comparison

	2023	2022	Change
Revenue	$9,397,096	$9,847,894	0.0%
Expenses	$5,045,365	$4,246,470	+0.2%
Net Income	$4,351,731	$5,601,424	-0.2%

Key Indicators

✓ Grants to Organizations ✓ Grants to Individuals ✗ Lobbying ✗ Political Activity ✓ Foreign Activities ✗ Donor Advised Fund ✓ Schedule B Required

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Financial Health Indicators

Comprehensive financial analysis: Altman Z-Score, liquidity, solvency, sustainability, efficiency, and growth metrics

Financial Distress Indicator

Liquidity & Cash Position

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Altman Z-Score • Liquidity Ratios • Solvency Analysis • Growth Indicators • Efficiency Metrics

Governance

Voting Members

Independent Members

Employees

N/A

Volunteers

Governance Policies

✗ Conflict of Interest Policy

✗ Whistleblower Policy

✗ Document Retention Policy

Special Practices & Reported Activities

✗ Operated a School

✗ Operated a Hospital

✗ Provided First Class Travel

✗ Reported Conflict of Interest

✗ Reported Asset Diversion

✗ Excess Benefit Transaction

✗ Made Political Expenditures

✗ Engaged in Lobbying

✗ Operated Donor Advised Fund

✗ Maintained Art Collections

✗ Filed Form 720

Compensation of Officers, Directors & Key Employees

Total Officers

$2,019,459

Total Directors

$3,979,326

Key Employees

Highest Compensated

reported

Name	Title	Hours/Week	Role	Reportable Comp	Other Comp	Total
N/A	Board Member	1.0	Director	$0	$0	$40,000
N/A	Board Member	1.0	Director	$0	$0	$0
N/A	Board Member	1.0	Director	$0	$0	$0
N/A	BOARD MEMBER	1.0	Director	$0	$0	$0
N/A	BOARD MEMBER	1.0	Director	$0	$0	$100,179
N/A	Chairman	1.0	Director	$0	$595,811	$3,839,147
N/A	Treasurer	6.0	Officer	$0	$168,612	$719,250
N/A	President	48.0	Officer	$0	$125,303	$707,537
N/A	Corporate Secretary	3.0	Officer	$0	$105,514	$592,672

Note: Compensation data is self-reported by the organization on their Form 990. "Reportable Comp" includes salary, bonuses, and other reportable compensation from the organization and related organizations. "Other Comp" includes benefits, deferred compensation, and non-taxable benefits.

Historical Data

Year	Revenue	Expenses	Assets	Net Income
2024	No data	No data	No data	No data
2023	$9,397,096	$5,045,365	$79,051,155	$4,351,731
2022	$9,847,894	$4,246,470	$68,490,035	$5,601,424
2021	$1,967,274	$3,122,139	$76,661,608	$-1,154,865
2020	$-3,410,694	$2,884,900	$75,031,238	$-6,295,594
2019	$562,179	$3,886,514	$75,669,237	$-3,324,335
2018	$2,154,752	$3,981,067	$75,542,347	$-1,826,315

FINRA Investor Education Foundation