INSTITUTE FOR STATE EFFECTIVENESS

EIN: 205968997 501(c)(3) International Affairs

WASHINGTON, DC

Total Revenue
$2,068,216
Total Expenses
$1,801,229
Total Assets
$2,391,296
Net Assets
$2,146,074
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Financial Vulnerability Assessment (Tuckman-Chang)

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Financial Trends

Organization Details

Formation Year
2005
Legal Domicile
NV
Principal Officer
CLARE LOCKHART
Phone
2022985959
Tax Period
2024-01-01 to 2024-12-31

INSTITUTE FOR STATE EFFECTIVENESS, founded in 2005, is a community nonprofit in the International Affairs sector that reported $2.1M in total revenue in fiscal year 2024. Revenue decreased 9% compared to the prior year. Expenses of $1.8M left a modest 13% surplus.

Mission

THE INSTITUTE FOR STATE EFFECTIVENESS SEEKS TO CLOSE THE GOVERNANCE GAP AND ADVANCE INCLUSIVE GROWTH SO THAT STATES AND MARKETS DELIVER TO CITIZENS. ISE ADVANCES PRACTICAL APPROACHES TO STRENGTHEN CAPACITY FOR TRANSFORMATION, THROUGH BUILDING CORE SYSTEMS AND ACCOUNTABILITY FOR RESULTS ACROSS LEVELS OF GOVERNMENT.

Program Service Accomplishments

Program 1
Expenses: $1,087,900 Revenue: $315,106

COUNTRY ANALYSIS AND ENGAGEMENT - ISE WORKS THROUGH ITS COUNTRY STOCKTAKING PROGRAM TO UNDERSTAND COUNTRY CONTEXT. IN PARTICULAR COUNTRIES, ISE WORKS WITH COUNTRY PARTNERS TO UNDERSTAND COUNTRY...

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COUNTRY ANALYSIS AND ENGAGEMENT - ISE WORKS THROUGH ITS COUNTRY STOCKTAKING PROGRAM TO UNDERSTAND COUNTRY CONTEXT. IN PARTICULAR COUNTRIES, ISE WORKS WITH COUNTRY PARTNERS TO UNDERSTAND COUNTRY CONTEXT AND TO DESIGN AND SUPPORT IMPLEMENTATION OF POLICIES AND PROGRAMS ON REGIONAL AND LOCAL LEVELS TO FIT THAT CONTEXT. ISE'S APPROACH RELIES ON UNDERSTANDING SYSTEMS ACROSS GOVERNMENT FUNCTIONS, PROMOTING GROWTH AND OPPORTUNITY THROUGH FOSTERING INCLUSIVE MARKETS, AND ENHANCING CITIZEN INCLUSION AND EMPOWERMENT BY EXPANDING THE SPACE FOR CIVIL SOCIETY. ISE TEAMS ALSO PROVIDE ADVISORY SUPPORT IN KEY INSTRUMENTS INCLUDING COUNTRY-WIDE PROGRAMS PARTICULARLY IN SUPPORT OF INCLUSIVE, LARGE-SCALE COMMUNITY-DRIVEN DEVELOPMENT PROGRAMS; AND IN THEMATIC AREAS, INCLUDING EDUCATION AND TRAINING; PUBLIC FINANCE; AND SOCIAL POLICY AND PARTICIPATORY DEVELOPMENT. THIS WORK SUPPORTS LEADERS AND MANAGERS WITH THE KNOW-HOW TO ADDRESS THE GOVERNANCE GAP AND BUILD GOVERNANCE SYSTEMS THAT ARE RESPONSIVE TO THE NEEDS OF CITIZENS.

Program 2
Expenses: $162,739

INSIGHT AND ANALYSIS - ISE'S ANALYSIS IS INFORMED BY YEARS OF STUDYING AND WORKING WITH CIVIC ACTORS, PUBLIC SECTOR AND FIRMS ON GOVERNANCE AND MARKET BUILDING ACROSS A WIDE RANGE OF CONTEXTS. ISE...

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INSIGHT AND ANALYSIS - ISE'S ANALYSIS IS INFORMED BY YEARS OF STUDYING AND WORKING WITH CIVIC ACTORS, PUBLIC SECTOR AND FIRMS ON GOVERNANCE AND MARKET BUILDING ACROSS A WIDE RANGE OF CONTEXTS. ISE CONDUCTS RESEARCH AND PROVIDES INPUT ON POLICY THROUGH SEVERAL PROGRAMS AND RESEARCH AREAS INCLUDING:- "STATE OF THE STATE" DIALOGUE AND RESEARCH TO IDENTIFY GAINS, LESSONS LEARNED AND EMERGING TRENDS RELATING TO THE SOCIAL COMPACT AND PUBLIC TRUST IN INSTITUTIONS.- DEMOCRACY & GOVERNMENT: STATE, MARKET, CITIZENSHIP - THIS WORK FOCUSES ONSTRENGTHENING DEMOCRATIC GOVERNANCE, RULE OF LAW AND INCLUSIVE MARKET BUILDING. ISEWORKS TO REFINE CONCEPTS AND FRAMEWORKS FOR GOVERNANCE, PROMOTE ECONOMIC AND CIVICENGAGEMENT, AND STRENGTHEN INTERNATIONAL RELATIONSHIPS. ISE ALSO DEVELOPS TOOLS ANDFRAMEWORKS FOR BUILDING INTEGRATED MARKETS AND IDENTIFYING ASSETS TO SUPPORT INCLUSIVEGROWTH AND DEVELOPMENT; AND- SUCCESSFUL TRANSITIONS TO MAP PATHWAYS FROM POVERTY TO PROSPERITY AND FROM AUTOCRACY TODEMOCRACY IN THE DEVELOPING WORLD OVER THE COURSE OF THE PAST CENTURY TO EXTRACT RELEVANTLESSONS FOR TODAY'S CHALLENGES. THIS ALLOWS FOR COMPARISON ACROSS TIME AND CONTEXT.-GLOBAL ORDER & INTERNATIONAL PARTNERSHIPS - ISE IS COMMITTED TO GENERATING NEW IDEAS AND PERSPECTIVES TO STRENGTHEN THE INTERNATIONAL SYSTEM AND BETTER SERVE CITIZENS WORLDWIDE. THROUGH WORKSHOPS, ROUNDTABLES AND TARGETED RESEARCH, INCLUDING ISE'S "STATE OF THE STATE" PROCESS, THE INITIATIVE AIMS TO CONTRIBUTE IDEAS ON HOW TO REGENERATE AND REFORM INSTITUTIONS FOR THE 21ST CENTURY. SPECIFIC FOCUS TOPICS INCLUDE INTERNATIONAL PARTNERSHIPS; GLOBAL SUPPLY CHAINS AND LOCALIZED PARTICIPATION IN THE GLOBAL ORDER;-RESPONDING TO OPEN MOMENTS - ISE HAS BUILT TOOLS, TECHNIQUES AND ANALYTICAL APPROACHES TO IDENTIFY "OPEN MOMENTS" - CRITICAL OPPORTUNITIES FOR TRANSFORMATION AND REFORM IN COUNTRIES. ISE SUPPORTS COUNTRIES TO NAVIGATE THESE OPEN MOMENTS BY LEARNING FROM PAST EXPERIENCES AND IMPROVING ON CONVENTIONAL INTERNATIONAL APPROACHES. AREAS OF FOCUS INCLUDE RECONSTRUCTION AND RECOVERY, SUPPORT TO NEW GOVERNMENTS AND REFORM SEQUENCING;-ECONOMIC COMPETITIVENESS - ISE IS UNDERTAKING A SYSTEMIC ANALYSIS ON SUPPLY CHAIN SHIFTS AND HOW THEY MIGHT ADVANCE POSITIVE ECONOMIC, SECURITY AND DEVELOPMENT OBJECTIVES. THIS WORK FORMS PART OF ISE'S PRACTICE SUPPORTING COUNTRY STRATEGIES FOR GROWTH AND INNOVATION. THIS PRACTICE PARTNERS WITH COUNTRIES TO MAP POTENTIAL SOURCES OF GROWTH AND PRIORITIES FOR INNOVATION AND ALIGN INVESTMENTS, INCLUDING SKILLS, INFRASTRUCTURE AND INSTITUTIONAL CAPACITY FOR THESE PRIORITIES;-FUTURE OF DEVELOPMENT: DEVELOPMENT 3.0 - ISE'S "FUTURE OF DEVELOPMENT" INITIATIVE PROVIDES CUTTING-EDGE RESEARCH AND OPTIONS FOR HOW COUNTRIES AND THEIR INTERNATIONAL PARTNERS CAN MODERNIZE THEIR APPROACHES TO DEVELOPMENT AND GOVERNANCE. THIS EFFORT AIMS TO UPDATE THE TOOLKIT USED BY LEADING DEVELOPMENT INSTITUTIONS, ENSURING THEY REMAIN RELEVANT IN A RAPIDLY CHANGING WORLD;-AI, TECHNOLOGY & CITIZEN-CENTERED GOVERNANCE - ADDRESSES CRITICAL QUESTIONS AT THE NEXUS OF AI ADVANCEMENTS, GOVERNANCE AND DEVELOPMENT. IT INVESTIGATES THE IMPACT OF AI ON CORE GOVERNANCE FUNCTIONS; ETHICALLY INTEGRATES AI TO IMPROVE EXISTING ANALYTICAL TOOLS AND TO DEVELOP NEW ONES WHERE APPROPRIATE; AND DISSEMINATES FINDINGS TO HELP KEY STAKEHOLDERS UNDERSTAND BOTH THE RISKS AND OPPORTUNITIES OF AI FOR GOVERNANCE, ENSURING ITS POTENTIAL IS FULLY LEVERAGED TO STRENGTHEN THE STATE-CITIZEN COMPACT;-ACCOUNTABILITY & ANTICORRUPTION - ISE'S NATIONAL ACCOUNTABILITY DIAGNOSTICS TOOL ASSESSES A COUNTRY'S FISCAL, BUDGETARY, AND ANTI-CORRUPTION SYSTEMS. THIS DIAGNOSTIC TOOL HELPS GOVERNMENTS ADDRESS FIDUCIARY AND ECONOMIC DEVELOPMENT RISKS AND OPPORTUNITIES; AND-COMMUNITY-DRIVEN DEVELOPMENT & THE SOCIAL COMPACT - SE WORKS WITH GOVERNMENTS AND THEIR INTERNATIONAL PARTNERS TO DESIGN, OPERATIONALIZE AND SCALE CDD PROGRAMS, SUPPORTING NEW SOCIAL COMPACTS FOR ACCOUNTABLE GOVERNMENTS, FAIR ECONOMIES AND EMPOWERED COMMUNITIES AND CITIZENS. ISE DESIGNS SYSTEMS TO CONNECT COMMUNITIES TO NATIONAL-LEVEL DECISION-MAKERS FOR SERVICE DELIVERY AND DEVELOPMENT PLANNING.

Program 3
Expenses: $143,247

NETWORKS PARTNERSHIP AND DISSEMINATION - ISE ORGANIZES AND PARTICIPATES IN EVENTS ON GOVERNANCE AND DEVELOPMENT IN ORDER TO CREATE NETWORKS AND PARTNERSHIPS ACROSS FIELDS RELEVANT TO ISE'S WORK AND...

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NETWORKS PARTNERSHIP AND DISSEMINATION - ISE ORGANIZES AND PARTICIPATES IN EVENTS ON GOVERNANCE AND DEVELOPMENT IN ORDER TO CREATE NETWORKS AND PARTNERSHIPS ACROSS FIELDS RELEVANT TO ISE'S WORK AND CREATES PRODUCTS TO DISSEMINATE IDEAS AND DEVELOP THINKING GOVERNANCE ISSUES. AUDIENCES INCLUDE, BUT ARE NOT LIMITED TO, GOVERNMENT, BUSINESS, AND CIVIL SOCIETY, AS WELL AS THE GENERAL PUBLIC.

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Trantor Score

Financial Health Score (300–850) · Liquidity · Solvency · Sustainability · Efficiency

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Liquidity (40%) • Solvency (30%) • Sustainability (20%) • Efficiency (10%)

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Financial Overview (2024)

Revenue Breakdown

Contributions & Grants $1,703,517
Program Service Revenue $315,106
Investment Income $49,656
Other Revenue $-63
TOTAL REVENUE $2,068,216

Expense Breakdown

Grants Paid $0
Salaries & Benefits $530,692
Fundraising Expenses $46,734
Program Expenses $1,445,276
Other Expenses $1,270,537
TOTAL EXPENSES $1,801,229

Year-over-Year Comparison

2024 2023 Change
Revenue $2,068,216 $2,273,416 -0.1%
Expenses $1,801,229 $2,521,462 -0.3%
Net Income $266,987 $-248,046 -2.1%
Key Indicators
Grants to Organizations Grants to Individuals Lobbying Political Activity Foreign Activities Donor Advised Fund Schedule B Required
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Financial Health Indicators

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Financial Distress Indicator

Liquidity & Cash Position

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Governance

Voting Members
3
Independent Members
2
Employees
5
Volunteers
12

Governance Policies

Conflict of Interest Policy
Whistleblower Policy
Document Retention Policy

Special Practices & Reported Activities

Operated a School
Operated a Hospital
Provided First Class Travel
Reported Conflict of Interest
Reported Asset Diversion
Excess Benefit Transaction
Made Political Expenditures
Engaged in Lobbying
Operated Donor Advised Fund
Maintained Art Collections
Filed Form 720

Compensation of Officers, Directors & Key Employees

Total Officers
1
$182,805
Total Directors
3
$182,805
Key Employees
0
$0
Highest Compensated
2
reported
Name Title Hours/Week Role Reportable Comp Other Comp Total
CLARE LOCKHART DIRECTOR/CEO/PRESIDENT 50.00
Officer Director
$171,700 $11,105 $182,805
PHILLIP MUNGER DIRECTOR 2.50
Director
$0 $0 $0
HENRY DREIFUS DIRECTOR 1.00
Director
$0 $0 $0
MARY ELLEN MANFULL DIRECTOR OF ADMINISTRATION 40.00
Highest
$120,041 $3,601 $123,642
PATRICIA RAMSEY LEAD, DATA AND DIGITAL 40.00
Highest
$135,000 $4,050 $139,050
Note: Compensation data is self-reported by the organization on their Form 990. "Reportable Comp" includes salary, bonuses, and other reportable compensation from the organization and related organizations. "Other Comp" includes benefits, deferred compensation, and non-taxable benefits.

Historical Data

Year Revenue Expenses Assets Net Income
2024 $2,068,216 $1,801,229 $2,391,296 $266,987
2023 $2,273,416 $2,521,462 $2,152,677 $-248,046
2022 $3,824,900 $3,517,655 $3,368,361 $307,245
2021 $3,820,305 $3,773,739 $4,369,975 $46,566
2020 $3,999,396 $3,564,461 $4,475,727 $434,935
2019 $5,169,506 $5,445,602 $2,654,751 $-276,096
2018 $4,089,955 $3,825,472 $3,249,636 $264,483
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