AICCU RESEARCH FOUNDATION

🔒

Financial Vulnerability Assessment (Tuckman-Chang)

4 risk indicators measuring financial stability and operational resilience

Sign in with your work email to view Tuckman-Chang indicators

Financial Trends

Organization Details

Formation Year

1989

Legal Domicile

Principal Officer

KRISTEN SOARES

Phone

9164467626

Tax Period

2022-07-01 to 2023-06-30

AICCU RESEARCH FOUNDATION, founded in 1989, is a community nonprofit in the Unknown sector that reported $1.8M in total revenue in fiscal year 2022. Revenue grew 20% year-over-year, indicating healthy expansion. Net assets of $4.9M represent 32 months of operating reserves.

Mission

THE PURPOSE OF THE ASSOCIATION OF INDEPENDENT CALIFORNIA COLLEGES AND UNIVERSITIES AND RESEARCH FOUNDATION (AICCU) IS TO ADVANCE THE INTERESTS OF THE ACCREDITED NON-PROFIT COLLEGES AND UNIVERSITIES IN THE STATE. IN THAT ROLE, AICCU CARRIES OUT A SERIES OF PROGRAMS INCLUDING PUBLIC AFFAIRS AND INFORMATION, JOINT FINANCIAL SERVICES, INSTITUTIONAL RESEARCH, ADMISSIONS AND STUDENT RECRUITMENT, AND COORDINATION OF PROFESSIONAL DEVELOPMENT ACTIVITIES.

Program Service Accomplishments

Program 1

Expenses: $527,771 Revenue: $56,683

PUBLIC AFFAIRS AND INFORMATION - AICCU ATTEMPTS TO BUILD AWARENESS OF THE SECTOR IN THE GENERAL PUBLIC AND IN THE PUBLIC POLICY PROCESS.

Program 2

Expenses: $337,473 Revenue: $36,245

JOINT FINANCIAL SERVICES - AICCU FACILITATES JOINT PROJECTS AMOUNG MEMBER INSTITUTIONS WHICH WOULD NOT BE POSSIBLE BY INDIVIDUAL COLLEGES OR UNIVERSITIES, INCLUDING FACILITIES FINANCING AND SEVERAL...

Program 3

Expenses: $301,950 Revenue: $32,430

INSTITUTIONAL RESEARCH - AICCU CONDUCTS A SERIES OF RESEARCH STUDIES ON THE NATURE AND OPERATION OF INDEPENDENT COLLEGES IN CALIFORNIA. THE RESULTS OF THOSE STUDIES ARE DISTRIBUTED TO MEMBER...

INSTITUTIONAL RESEARCH - AICCU CONDUCTS A SERIES OF RESEARCH STUDIES ON THE NATURE AND OPERATION OF INDEPENDENT COLLEGES IN CALIFORNIA. THE RESULTS OF THOSE STUDIES ARE DISTRIBUTED TO MEMBER INSTITUTES, POLICY AGENCIES AND TO THE PUBLIC.

🔒

Trantor Score

Financial Health Score (300–850) · Liquidity · Solvency · Sustainability · Efficiency

Sign in to view Trantor Score and financial metrics

Liquidity (40%) • Solvency (30%) • Sustainability (20%) • Efficiency (10%)

Financial Overview (2022)

Revenue Breakdown

Contributions & Grants $1,463,856

Program Service Revenue $160,928

Investment Income $197,702

Other Revenue $0

TOTAL REVENUE $1,822,486

Expense Breakdown

Grants Paid $0

Salaries & Benefits $1,207,783

Fundraising Expenses $0

Program Expenses $1,498,375

Other Expenses $673,891

TOTAL EXPENSES $1,881,674

Year-over-Year Comparison

	2022	2021	Change
Revenue	$1,822,486	$1,523,506	+0.2%
Expenses	$1,881,674	$1,875,185	+0.0%
Net Income	$-59,188	$-351,679	-0.8%

Key Indicators

✗ Grants to Organizations ✗ Grants to Individuals ✓ Lobbying ✗ Political Activity ✗ Foreign Activities ✗ Donor Advised Fund ✓ Schedule B Required

🔒

Financial Health Indicators

Comprehensive financial analysis: Altman Z-Score, liquidity, solvency, sustainability, efficiency, and growth metrics

Financial Distress Indicator

Liquidity & Cash Position

Sign in to view all financial metrics

Altman Z-Score • Liquidity Ratios • Solvency Analysis • Growth Indicators • Efficiency Metrics

Governance

Voting Members

Independent Members

Employees

Volunteers

Governance Policies

✗ Conflict of Interest Policy

✗ Whistleblower Policy

✗ Document Retention Policy

Special Practices & Reported Activities

✗ Operated a School

✗ Operated a Hospital

✗ Provided First Class Travel

✗ Reported Conflict of Interest

✗ Reported Asset Diversion

✗ Excess Benefit Transaction

✗ Made Political Expenditures

✓ Engaged in Lobbying

✗ Operated Donor Advised Fund

✗ Maintained Art Collections

✗ Filed Form 720

Compensation of Officers, Directors & Key Employees

Total Officers

$408,721

Total Directors

Key Employees

Highest Compensated

reported

Name	Title	Hours/Week	Role	Reportable Comp	Other Comp	Total
KRISTEN SOARES	President	40.00	Officer	$347,877	$60,844	$408,721
Alexander Graves	VP for Gv Relation	40.00		$103,437	$16,481	$119,918
THOMAS MAU VU	VP FOR POLICY	40.00		$99,499	$15,023	$114,522
MICHAEL BEALS	Exec Committee	1.00	Director	$0	$0	$0
KENNETH HARGREAVES	Exec Committee	1.00	Director	$0	$0	$0
HECTOR DE LA TORRE	Exec Committee	1.00	Director	$0	$0	$0
MARTHA ESCUTIA	Exec Committee	1.00	Director	$0	$0	$0
DAVID FIKE	Exec Committee	1.00	Director	$0	$0	$0
ANN MCELANEY-JOHNSON	AICCU CHAIR	1.00	Officer Director	$0	$0	$0
ANDREW BENTON	Exec Committee	1.00	Director	$0	$0	$0
G GABRIELLE STARR	1ST VICE CHAIR	1.00	Officer Director	$0	$0	$0
FRED PRAGER	Treasurer	1.00	Officer Director	$0	$0	$0
MICHELE NEALON	Exec Committee	1.00	Director	$0	$0	$0
AMY MARCUS-NEWHALL	Exec Committee	1.00	Director	$0	$0	$0
PAUL FITZGERALD	Exec Committee	1.00	Director	$0	$0	$0
ANDRE STEPHENS	Exec Committee	1.00	Director	$0	$0	$0
RAVI RAJAN	2ND VICE CHAIR	1.00	Officer Director	$0	$0	$0
ERIKA BUSTAMANTE	Exec Committee	1.00	Director	$0	$0	$0
JAMES T HARRIS III	Exec Committee	1.00	Director	$0	$0	$0
KRISTA NEWKIRK	Exec Committee	1.00	Director	$0	$0	$0
MAUREEN O'CONNOR	Exec Committee	1.00	Director	$0	$0	$0
DANIELE C STRUPPA	Exec Committee	1.00	Director	$0	$0	$0
JULIE SULLIVAN	Exec Committee	1.00	Director	$0	$0	$0
GREG BOARDMAN	Exec Committee	1.00	Director	$0	$0	$0
FRAN INMAN	Exec Committee	1.00	Director	$0	$0	$0
EUGENE MITCHELL	Exec Committee	1.00	Director	$0	$0	$0
SHANNON GARY	Exec Committee	1.00	Director	$0	$0	$0

Note: Compensation data is self-reported by the organization on their Form 990. "Reportable Comp" includes salary, bonuses, and other reportable compensation from the organization and related organizations. "Other Comp" includes benefits, deferred compensation, and non-taxable benefits.

Historical Data

Year	Revenue	Expenses	Assets	Net Income
2025	No data	No data	No data	No data
2024	No data	No data	No data	No data
2023	$1,822,486	$1,881,674	$6,052,378	$-59,188
2022	$1,523,506	$1,875,185	$4,964,356	$-351,679
2021	$1,716,548	$1,516,084	$6,309,700	$200,464
2020	$1,795,513	$1,730,281	$4,971,340	$65,232
2019	$1,664,355	$1,790,382	$4,697,543	$-126,027
2018	$1,327,871	$1,811,410	$4,393,323	$-483,539
2017	$1,409,572	$1,560,058	$4,635,502	$-150,486