Assoc of Institutional Investors c… - Form 990 Financial Data

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Financial Vulnerability Assessment (Tuckman-Chang)

4 risk indicators measuring financial stability and operational resilience

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Financial Trends

Organization Details

Formation Year

2010

Legal Domicile

Principal Officer

John Gidman

Phone

6177481748

Tax Period

2023-01-01 to 2023-12-31

Mission

The organization has been established to bring together representatives from some of the oldest and largest investment advisors to advance the mutual interest of the organization's members and their clients.

Program Service Accomplishments

Program 1

The association provided thoughtful leadership to policy makers on financial markets systemic risks relating to asset management products and activities.

Program 2

The association advanced efforts to strengthen investor protections relating to the non-agency residential mortgage markets.

Program 3

The association worked to improve the efficiency of various market practices.

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Trantor Score

Financial Health Score (300–850) · Liquidity · Solvency · Sustainability · Efficiency

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Liquidity (40%) • Solvency (30%) • Sustainability (20%) • Efficiency (10%)

Financial Overview (2023)

Revenue Breakdown

Contributions & Grants $0

Program Service Revenue $0

Investment Income $0

Other Revenue $0

TOTAL REVENUE $0

Expense Breakdown

Grants Paid $0

Salaries & Benefits $0

Fundraising Expenses $0

Other Expenses $311,191

TOTAL EXPENSES $311,191

Year-over-Year Comparison

	2023	2022	Change
Revenue	N/A	$237,000	-1.0%
Expenses	$311,191	$187,046	+0.7%
Net Income	N/A	$49,954	N/A

Key Indicators

✗ Grants to Organizations ✗ Grants to Individuals ✗ Lobbying ✗ Political Activity ✗ Foreign Activities ✗ Donor Advised Fund ✗ Schedule B Required

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Financial Health Indicators

Comprehensive financial analysis: Altman Z-Score, liquidity, solvency, sustainability, efficiency, and growth metrics

Financial Distress Indicator

Liquidity & Cash Position

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Altman Z-Score • Liquidity Ratios • Solvency Analysis • Growth Indicators • Efficiency Metrics

Governance

Voting Members

Independent Members

Employees

N/A

Volunteers

N/A

Governance Policies

✓ Conflict of Interest Policy

✓ Whistleblower Policy

✓ Document Retention Policy

Special Practices & Reported Activities

✗ Operated a School

✗ Operated a Hospital

✗ Provided First Class Travel

✗ Reported Conflict of Interest

✗ Reported Asset Diversion

✗ Excess Benefit Transaction

✗ Made Political Expenditures

✗ Engaged in Lobbying

✗ Operated Donor Advised Fund

✗ Maintained Art Collections

✗ Filed Form 720

Compensation of Officers, Directors & Key Employees

Total Officers

Total Directors

Key Employees

Highest Compensated

reported

Name	Title	Hours/Week	Role	Reportable Comp	Other Comp	Total
John R Gidman	President	3.00	Officer Director	$0	$0	$0
Eric Ward	Treasurer	3.00	Officer Director	$0	$0	$0
Angela Giles	Chair	3.00	Director	$0	$0	$0
Dmitri Rabin	Vice Chair	3.00	Officer Director	$0	$0	$0
Tiffany Potesta	Director	1.00	Director	$0	$0	$0
Stacy Allen	Director	1.00	Director	$0	$0	$0
Robb Mansi	Director	1.00	Director	$0	$0	$0
Joe Gross	Director	1.00	Director	$0	$0	$0
Oliver Close	Director	1.00	Director	$0	$0	$0
Mark Glassman	Director	1.00	Director	$0	$0	$0
Des Gallacher	Director	1.00	Director	$0	$0	$0
Kate Murtagh	Director	1.00	Director	$0	$0	$0
Steven Psaledakis	Director	1.00	Director	$0	$0	$0
Jens Peers	Director	1.00	Director	$0	$0	$0

Note: Compensation data is self-reported by the organization on their Form 990. "Reportable Comp" includes salary, bonuses, and other reportable compensation from the organization and related organizations. "Other Comp" includes benefits, deferred compensation, and non-taxable benefits.

Historical Data

Year	Revenue	Expenses	Assets	Net Income
2023	No data	$311,191	$298,782	No data
2022	$237,000	$187,046	$834,778	$49,954
2021	$222,000	$215,003	$784,450	$6,997
2020	$216,000	$199,061	$730,519	$16,939
2019	$150,000	$200,365	$729,719	$-50,365
2018	$357,000	$217,403	$728,981	$139,597

Assoc of Institutional Investors c/o Bostrom Corp