PENN CENTER INC

EIN: 421421803 501(c)(3)

HIAWATHA, IA

Total Revenue
$11,882,645
Total Expenses
$11,319,993
Total Assets
N/A
Net Assets
N/A
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Financial Vulnerability Assessment (Tuckman-Chang)

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Financial Trends

Organization Details

Formation Year
1994
Legal Domicile
IA
Principal Officer
DIANE BRECHT
Phone
5639222881
Tax Period
2021-01-01 to 2021-12-31

PENN CENTER INC, founded in 1994, is a mid-sized nonprofit that reported $11.9M in total revenue in fiscal year 2021. Revenue surged 39% from the prior year, signaling strong growth momentum. Expenses of $11.3M left a modest 5% surplus.

Mission

TO PROVIDE QUALITY RESIDENTIAL SERVICES FOR INDIVIDUALS WITH A MENTAL ILLNESS, INTELLECTUAL DISABILITIES, DEVELOPMENTAL DISABILITIES, AND/OR THE ELDERLY, AS WELL AS THOSE INDIVIDUALS WITH OTHER DIFFICULTIES THAT WILL ALLOW THEM TO LIVE MORE INDEPENDENTLY.

Program Service Accomplishments

Program 1
Expenses: $10,590,640 Revenue: $11,706,974

RESIDENT FEES:PENN CENTER HAS SERVED 956 INDIVIDUALS WITH CHRONIC MENTAL ILLNESS AND/OR INTELLECTUAL DISABILITIES THROUGHOUT THE YEAR. PENN CENTER PROVIDES A CONTINUUM OF SERVICES THAT ALLOWS FOR...

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RESIDENT FEES:PENN CENTER HAS SERVED 956 INDIVIDUALS WITH CHRONIC MENTAL ILLNESS AND/OR INTELLECTUAL DISABILITIES THROUGHOUT THE YEAR. PENN CENTER PROVIDES A CONTINUUM OF SERVICES THAT ALLOWS FOR INDIVIDUALS TO ACCESS VARIOUS SERVICES AT DIFFERENT STAGES OF THEIR RECOVERY. THIS CONTINUUM INCLUDES THE MOST RESTRICTIVE WITH 24 HOUR RESIDENTIAL CARE FACILITY (RCF), HABILITATION/COMMUNITY BASED SERVICES (12-24 HOURS), MORE TRADITIONAL SCL/HOURLY SERVICES AND GROUP SETTING OF DAY HABILITATION. WE RECOGNIZE THE NEED FOR PROVIDING SERVICES TO ASSIST THE INDIVIDUALS IN TRANSITIONING FROM 24-HOUR CARE TO THE COMMUNITY IN ADDITION TO HELPING THOSE WE SERVE TO REGAIN LOST SKILLS ALLOWING THEM TO BE AS INDEPENDENT AS POSSIBLE. THE BENEFIT TO THE COMMUNITY IS THE AVAILABILITY OF 24 HOUR CARE SERVICES TO INDIVIDUALS WHICH ALLOWS THEM TO LIVE CLOSER TO THEIR NATURAL SUPPORT SYSTEMS, ALLOWS FOR STAFF ON SITE TO PROBLEM SOLVE BOTH MENTAL HEALTH AND PHYSICAL HEALTH NEEDS AND ASSISTS THEM IN ACCESSING THE MOST APPROPRIATE COMMUNITY SUPPORTS. THE RESULT OF THE UP TO 24-HOUR DAILY SUPPORT PROVIDES MEMBERS WITH SUPPORT AND STRUCTURE THAT AIDES THEM IN BEING INVOLVED IN COMMUNITY ACTIVITIES, EMPLOYMENT OR VOLUNTEERING. AS A RESULT OF THE SUPPORT, THESE SERVICES REDUCE A RESPONSIBILITY TO THE GOVERNMENT BECAUSE MOST RESIDENTS SERVED BY PENN CENTER HAVE LITTLE TO NO RESOURCES, ARE ON SOCIAL SECURITY DISABILITY OR INDIGENT. IN THE ABSENCE OF VARYING LEVEL OF SERVICE, WOULD IMPACT THOSE THAT BENEFIT FROM THE STRUCTURE AND STABILITY AND IN SOME CASES, MAY RESULT IN A HIGHER LEVEL OF CARE WHICH WOULD BE PAID FOR BY MEDICARE, MEDICAID, AND COUNTY TAX DOLLARS. PROVIDING THIS SERVICE ALLOWS FOR TREATMENT AND SERVICES TO ASSIST INDIVIDUALS WITH FOLLOWING THROUGH WITH TREATMENT RECOMMENDATIONS THUS REDUCING THE NEED FOR RE-OCCURRING HIGHER AND MORE COSTLY SERVICES. RCF SERVED ABOUT 97 INDIVIDUALS, KINGSTON HILL RCF SERVED 27 CLIENTS AND CHATHAM OAKS RCF SERVED 30 CLIENTS. DAY HABILITATION SERVICES SERVED 48 INDIVIDUALS. THE COVID 19 PANDEMIC SIGNIFICANTLY IMPACTED OUR RESIDENTS ABILITY TO ACCESS THE COMMUNITY AND THEIR FAMILIES. THE RESIDENTS OF THE RCFS WERE ASKED TO FOLLOW THE RECOMMENDATIONS OF THE CDC AND LOCAL PUBLIC HEALTH DEPARTMENTS. OUR STAFF WERE ABLE TO CREATE MANY ADDITIONAL ACTIVITIES AND PROVIDE VIRTUAL ACCESS TO NATURAL SUPPORTS.PENN CENTER HAS CONTINUED TO EXPAND COMMUNITY-BASED SERVICES WITH THE ABILITY TO OFFER SERVICES UP TO 24 HOURS PER DAY AS NEEDED BY THE INDIVIDUALS ACROSS A 3-COUNTY GEOGRAPHIC AREA. THESE SERVICES ASSIST INDIVIDUALS IN COMMUNITY REINTEGRATION WITH SUPPORTS TO INCREASE THE OPPORTUNITY FOR SUCCESS. THIS MODEL ASSISTS INDIVIDUALS SO THEY MAY LIVE IN THEIR OWN HOME. HABILITATION/COMMUNITY BASED SERVICES DAILY SERVED 59 INDIVIDUALS IN 2021. THE PURPOSE OF THE PROGRAM IS TO PROVIDE SERVICES IN THE LEAST RESTRICTIVE ENVIRONMENT (WHICH CAN BE UP TO 24 HOURS) AND DO SO WITH STAFF ON SITE TO TEACH SKILLS, PROBLEM SOLVE, IDENTIFY COPING SKILL AND WORK TOWARD SELF-SUFFICIENCY. THIS PROGRAM WORKS TO MITIGATE NEED FOR A HIGHER LEVEL OF CARE, UTILIZATION OF COMMUNITY RESOURCES AND ACCESSING THE RIGHT SERVICES AT THE RIGHT TIME FOR PHYSICAL AND MENTAL HEALTH. SCL/HOURLY SERVICES THROUGH COMMUNITY BASED SERVED 43 INDIVIDUALS. THE FOCUS OF THIS PROGRAM IS TO PROVIDE HOURLY IN-HOME SUPPORT BY SKILL DEVELOPMENT, PROBLEM SOLVING, ACCESSING COMMUNITY RESOURCES AND IDENTIFYING COPING SKILLS. PENN CENTER'S PROGRAMS WERE IMPACTED BY COVID 19 PANDEMIC. WE WERE REQUIRED TO CLOSE OUR ON SITE DAY HAB PROGRAM HOWEVER WE WERE ABLE TO CREATE A VIRTUAL PROGRAM IN AN EFFORT TO MAINTAIN CONTACT WITH THOSE INDIVIDUALS IN OUR PROGRAMS. THE INDIVIDUALS SERVED WERE VERY GRATEFUL FOR THE TEMPORARY RESTRUCTURE OF THE PROGRAM TO HELP THEM STAY CONNECTED TO THEIR PEERS AND STAFF.PENN CENTER ALSO OFFERS A CRISIS STABILIZATION SERVICES FOR INDIVIDUALS IN CRISIS WHO NEED ASSISTANCE IN WORKING THROUGH THEIR CRISIS IN A SAFE SUPPORTIVE ENVIRONMENT. CRISIS STABILIZATION BEDS SERVED 652 INDIVIDUALS. THIS PROGRAM WAS IMPACTED BY THE COVID 19 PANDEMIC. THE PROGRAM WAS CLOSED FOR SEVERAL MONTHS.

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Trantor Score

Financial Health Score (300–850) · Liquidity · Solvency · Sustainability · Efficiency

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Liquidity (40%) • Solvency (30%) • Sustainability (20%) • Efficiency (10%)

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Financial Overview (2021)

Revenue Breakdown

Contributions & Grants $80,665
Program Service Revenue $11,706,974
Investment Income $41,038
Other Revenue $53,968
TOTAL REVENUE $11,882,645

Expense Breakdown

Grants Paid $0
Salaries & Benefits $8,541,807
Fundraising Expenses $0
Program Expenses $10,590,640
Other Expenses $2,778,186
TOTAL EXPENSES $11,319,993

Year-over-Year Comparison

2021 2020 Change
Revenue $11,882,645 $8,562,517 +0.4%
Expenses $11,319,993 $8,570,229 +0.3%
Net Income $562,652 $-7,712 -74.0%
Key Indicators
Grants to Organizations Grants to Individuals Lobbying Political Activity Foreign Activities Donor Advised Fund Schedule B Required
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Governance

Voting Members
6
Independent Members
6
Employees
269
Volunteers
6

Governance Policies

Conflict of Interest Policy
Whistleblower Policy
Document Retention Policy

Special Practices & Reported Activities

Operated a School
Operated a Hospital
Provided First Class Travel
Reported Conflict of Interest
Reported Asset Diversion
Excess Benefit Transaction
Made Political Expenditures
Engaged in Lobbying
Operated Donor Advised Fund
Maintained Art Collections
Filed Form 720

Compensation of Officers, Directors & Key Employees

Total Officers
7
$802,792
Total Directors
6
$0
Key Employees
0
$0
Highest Compensated
0
reported
Name Title Hours/Week Role Reportable Comp Other Comp Total
KATHY EVARTS BOARD MEMBER 1.00
Director
$0 $0 $0
SHIRLEY HELMRICHS BOARD MEMBER 1.00
Director
$0 $0 $0
FATHER JOHN KREMER TO 0521 BOARD SECRETARY/TREASURER 1.00
Officer Director
$0 $0 $0
DONNA KUNDE BOARD CHAIR 1.00
Officer Director
$0 $0 $0
MARK ROEDER BOARD SECRETARY/TREASURER 1.00
Officer Director
$0 $0 $0
KATHY SWIFT BOARD VICE-CHAIR 1.00
Officer Director
$0 $0 $0
DIANE BRECHT EXECUTIVE DIRECTOR 1.00
Officer
$0 $15,533 $125,358
MICHAEL HEINRICH EXEC VP FINANCE/CFO 1.00
Officer
$0 $68,891 $513,604
KATHLEEN HORAN PRESIDENT & CEO 1.00
Officer
$0 $12,217 $163,830
Note: Compensation data is self-reported by the organization on their Form 990. "Reportable Comp" includes salary, bonuses, and other reportable compensation from the organization and related organizations. "Other Comp" includes benefits, deferred compensation, and non-taxable benefits.

Historical Data

Year Revenue Expenses Assets Net Income
2021 $11,882,645 $11,319,993 No data $562,652
2020 $8,562,517 $8,570,229 $2,818,986 $-7,712
2019 $7,672,562 $7,716,408 $2,661,793 $-43,846
2018 $7,275,119 $6,998,358 $2,169,564 $276,761
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