AMERICAN ASSOC OF ORTHODONTISTS FDN

EIN: 436056320 501(c)(3) Health Care

ST LOUIS, MO

Total Revenue
$3,118,935
Total Expenses
$2,418,806
Total Assets
$42,230,203
Net Assets
$41,471,351
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Financial Vulnerability Assessment (Tuckman-Chang)

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Financial Trends

Organization Details

Formation Year
1961
Legal Domicile
MO
Principal Officer
BRETT SCHOTT
Phone
3149931700
Tax Period
2024-08-01 to 2025-07-31

AMERICAN ASSOC OF ORTHODONTISTS FDN, founded in 1961, is a community nonprofit in the Health Care sector that reported $3.1M in total revenue in fiscal year 2024. Revenue surged 74% from the prior year, signaling strong growth momentum. The organization ran a surplus of $700K, a strong 22% operating margin.

Mission

TO ADVANCE THE ORTHODONTIC SPECIALTY BY SUPPORTING EXCEPTIONAL EDUCATION AND RESEARCH THAT LEADS TO EXCELLENCE IN PATIENT CARE, AND BY PROMOTING ORTHODONTIC CHARITABLE GIVING.

Program Service Accomplishments

Program 1
Expenses: $1,063,358

FELLOWSHIPS: THE ORTHODONTIC FACULTY DEVELOPMENT FELLOWSHIP AWARD IS DESIGNED TO ENCOURAGE ORTHODONTIC STUDENTS AND GRADUATES TO PURSUE CAREERS IN ORTHODONTIC EDUCATION AND SUPPORT THE DEVELOPMENT OF...

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FELLOWSHIPS: THE ORTHODONTIC FACULTY DEVELOPMENT FELLOWSHIP AWARD IS DESIGNED TO ENCOURAGE ORTHODONTIC STUDENTS AND GRADUATES TO PURSUE CAREERS IN ORTHODONTIC EDUCATION AND SUPPORT THE DEVELOPMENT OF JUNIOR FACULTY. IT IS FELT THAT THE YOUNG CLINICAL INVESTIGATOR AND BIOMEDICAL SCIENTIST MUST BE SUPPORTED TO ENCOURAGE AND ENABLE THEM TO DEVELOP THEIR TEACHING, PATIENT CARE AND RESEARCH ACTIVITIES TO THEIR HIGHEST POTENTIAL; THIS, IN GREAT MEASURE, WILL ENABLE EXCELLENCE IN ORTHODONTIC EDUCATION AND PROGRESS FOR THE SPECIALTY. THIS AWARD PROVIDES SUPPORT TO INDIVIDUALS ENGAGED IN ORTHODONTIC TRAINING LEADING TO A MASTER OF SCIENCE OR PHD DEGREE, AN ORTHODONTIC GRADUATE INVOLVED IN POSTDOCTORAL RESEARCH PROJECTS AND JUNIOR FACULTY SERVING AS FULL-TIME FACULTY IN AN ORTHODONTIC DEPARTMENT. FELLOWSHIP AWARDS ARE INTENDED ONLY FOR THOSE COMMITTED TO A CAREER IN ORTHODONTIC TEACHING AND/OR RESEARCH. RESEARCH: BIOMEDICAL RESEARCH AWARDS ARE NOW FOCUSED ON HELPING JUNIOR FACULTY IN U.S. AND CANADA DEVELOP INDEPENDENT RESEARCH ACTIVITIES TO HELP COMPLETE REQUIREMENTS FOR TENURE AND TO PROVIDE PILOT STUDY DATA FOR OTHER EXTERNAL FUNDING APPLICATIONS (E.G. NIDCR). BIOMEDICAL RESEARCH AWARDS ARE AVAILABLE TO A.) U.S. AND CANADIAN CITIZENS, B.) FOREIGN NATIONALS WHO POSSESS A U.S. "GREEN CARD OR ITS CANADIAN EQUIVALENT, AS LONG AS THE APPLICANT AND THE INSTITUTION WILL STIPULATE THAT OBTAINING SUCH STATUS IS APPLICANT'S INTENTION AND WHERE THERE IS DEMONSTRABLE EVIDENCE OF THIS INTENT. AWARDS ARE DESIGNED FOR THOSE INDIVIDUALS EMPLOYED IN AN ORTHODONTIC DEPARTMENT DURING YEARS 3-14 OF THEIR ACADEMIC CAREERS. FURTHERMORE, THE AAOF WILL BE MOST ENTHUSIASTIC FOR THOSE PROPOSALS WHERE THERE IS COLLABORATION WITH MORE SENIOR FACULTY WHO ARE ESTABLISHED INVESTIGATORS. EVIDENCE OF INSTITUTIONAL COMMITMENT TO THE PROJECT (E.G., IN THE FORM OF A LETTER OF SUPPORT FROM AN APPROPRIATE INSTITUTIONAL OFFICIAL/OFFICIALS) IS REQUIRED. COLLECTIONS: LONGITUDINAL ORTHODONTIC RECORDS OF UNTREATED INDIVIDUALS HAVE LONG BEEN AT THE CENTER OF OUR UNDERSTANDING OF NORMAL GROWTH AND DEVELOPMENT OF THE HEAD AND NECK AND FORM THE BASIS OF OUR TREATMENT IN ORTHODONTICS, PROVIDING MATERIAL TO DEVELOP NORMATIVE DATA FOR TREATMENT GOALS. THERE ARE SEVERAL ORTHODONTIC RECORD COLLECTIONS IN EXISTENCE CONTAINING RECORDS THAT HAVE BEEN ACCUMULATED LITERALLY OVER GENERATIONS, AS INDIVIDUALS UNDER STUDY HAVE GROWN, MATURED AND PROCEEDED THROUGH ADULTHOOD. IT IS IMPERATIVE THAT THESE RECORD COLLECTIONS BE PRESERVED IN PERPETUITY FOR EDUCATIONAL PURPOSES, AS WELL AS CONTROLS FOR RESEARCH AND GROWTH STUDIES, NOT ONLY IN ORTHODONTICS BUT ALSO IN OTHER ACADEMIC DISCIPLINES. THESE COLLECTIONS ARE STORED IN VARIOUS LOCATIONS UNDER VARYING CIRCUMSTANCES, AND ALL OF THEM ARE SUBJECT TO DETERIORATION WITH TIME. THE NATURE OF THESE COLLECTIONS IS UNIQUE SINCE THEY MAY NEVER BE DUPLICATED AGAIN. FURTHERMORE, FOR A VARIETY OF REASONS, MANY OF THESE RECORDS ARE DIFFICULT TO ACCESS, AND, CONSEQUENTLY, MUCH OF THIS INFORMATION HAS BEEN LESS THAN OPTIMALLY UTILIZED OVER THE YEARS. THE AAOF IS COMMITTED TO THIS PROJECT, ON A LONG-TERM BASIS, IN THREE STAGES, I.E., STAGE ONE - ESTABLISHMENT OF A WEBSITE CONTAINING 900 LATERAL CEPHALOGRAMS FOR OVER 80 SUBJECTS FROM NINE OF THE TEN COLLECTIONS; STAGE TWO - CREATION OF TRULY REPRESENTATIVE SAMPLE(S) OF THE PARTICIPATING COLLECTIONS; AND STAGE THREE - COMPLETE PRESERVATION OF ALL RECORDS IN ALL COLLECTIONS.

Program 2
Expenses: $433,460 Revenue: $153,835

GIFTED SMILES IS A PROGRAM OF THE AMERICAN ASSOCIATION OF ORTHODONTISTS FOUNDATION (AAO FOUNDATION) THAT PROVIDES THE CONDUIT TO ORTHODONTIC TREATMENT. GIFTED SMILES PROVIDES AND CONNECTS CHILDREN...

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GIFTED SMILES IS A PROGRAM OF THE AMERICAN ASSOCIATION OF ORTHODONTISTS FOUNDATION (AAO FOUNDATION) THAT PROVIDES THE CONDUIT TO ORTHODONTIC TREATMENT. GIFTED SMILES PROVIDES AND CONNECTS CHILDREN WHO CANNOT AFFORD TREATMENT TO A NETWORK OF VOLUNTEER ORTHODONTISTS WHO CONTRIBUTE THEIR TIME AND RESOURCES TO PROVIDE ORTHODONTIC CARE.

Program 3
Expenses: $60,000 Revenue: $46,850

ANY AAO MEMBER WHO IS THE VICTIM OF A NATURAL DISASTER MAY APPLY TO THE DISASTER RELIEF FUND FOR A GRANT (UP TO $15,000) TO ASSIST IN RESTORING, REPAIRING, OR RECONSTRUCTING A PRACTICE FACILITY OWNED...

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ANY AAO MEMBER WHO IS THE VICTIM OF A NATURAL DISASTER MAY APPLY TO THE DISASTER RELIEF FUND FOR A GRANT (UP TO $15,000) TO ASSIST IN RESTORING, REPAIRING, OR RECONSTRUCTING A PRACTICE FACILITY OWNED BY THE APPLICANT, OR THE DENTAL EQUIPMENT AND SUPPLIES THEREIN.

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Trantor Score

Financial Health Score (300–850) · Liquidity · Solvency · Sustainability · Efficiency

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Liquidity (40%) • Solvency (30%) • Sustainability (20%) • Efficiency (10%)

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Financial Overview (2024)

Revenue Breakdown

Contributions & Grants $1,484,625
Program Service Revenue $0
Investment Income $1,622,710
Other Revenue $11,600
TOTAL REVENUE $3,118,935

Expense Breakdown

Grants Paid $1,321,480
Salaries & Benefits $438,453
Fundraising Expenses $333,025
Program Expenses $1,556,818
Other Expenses $658,873
TOTAL EXPENSES $2,418,806

Year-over-Year Comparison

2024 2023 Change
Revenue $3,118,935 $1,787,961 +0.7%
Expenses $2,418,806 $1,487,053 +0.6%
Net Income $700,129 $300,908 +1.3%
Key Indicators
Grants to Organizations Grants to Individuals Lobbying Political Activity Foreign Activities Donor Advised Fund Schedule B Required
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Governance

Voting Members
23
Independent Members
23
Employees
4
Volunteers
65

Governance Policies

Conflict of Interest Policy
Whistleblower Policy
Document Retention Policy

Special Practices & Reported Activities

Operated a School
Operated a Hospital
Provided First Class Travel
Reported Conflict of Interest
Reported Asset Diversion
Excess Benefit Transaction
Made Political Expenditures
Engaged in Lobbying
Operated Donor Advised Fund
Maintained Art Collections
Filed Form 720

Compensation of Officers, Directors & Key Employees

Total Officers
4
$504,848
Total Directors
18
$0
Key Employees
0
$0
Highest Compensated
0
reported
Name Title Hours/Week Role Reportable Comp Other Comp Total
CHRISTINA JACKSON DIRECTOR 2.00
Director
$0 $0 $0
JOHN CARTER DIRECTOR 2.00
Director
$0 $0 $0
JAMES KLARSCH PRESIDENT-ELECT 2.00
Officer Director
$0 $0 $0
KRISTEN LOWE DIRECTOR 2.00
Director
$0 $0 $0
MARK BERKMAN DIRECTOR 2.00
Director
$0 $0 $0
ROBERT JAMES BRAY DIRECTOR 2.00
Director
$0 $0 $0
LILI HORTON PRESIDENT 3.00
Officer Director
$0 $0 $0
FRANK HEMM DIRECTOR 2.00
Director
$0 $0 $0
RICHARD WILLIAMS DIRECTOR 2.00
Director
$0 $0 $0
NAVI BHARJ DIRECTOR 2.00
Director
$0 $0 $0
SAPNA NATH DIRECTOR 2.00
Director
$0 $0 $0
NEAL KRAVITZ DIRECTOR 2.00
Director
$0 $0 $0
NORMAND BOUCHER DIRECTOR 2.00
Director
$0 $0 $0
J MARTIN PALOMO DIRECTOR 2.00
Director
$0 $0 $0
FRANK QUINN DIRECTOR 2.00
Director
$0 $0 $0
KENNETH WEBB DIRECTOR 2.00
Director
$0 $0 $0
JENNA SCHNEIDER DIRECTOR 2.00
Director
$0 $0 $0
YUNA PARK DIRECTOR 2.00
Director
$0 $0 $0
BRETT SCHOTT VICE PRESIDENT 48.00
Officer
$131,539 $15,051 $146,590
TREY LAWRENCE SECRETARY-TREASURER, EX-OFFICIO 2.00
Officer
$0 $52,779 $358,258
Note: Compensation data is self-reported by the organization on their Form 990. "Reportable Comp" includes salary, bonuses, and other reportable compensation from the organization and related organizations. "Other Comp" includes benefits, deferred compensation, and non-taxable benefits.

Historical Data

Year Revenue Expenses Assets Net Income
2025 $3,118,935 $2,418,806 $42,230,203 $700,129
2024 $1,787,961 $1,487,053 $39,726,202 $300,908
2023 $5,368,611 $1,839,831 $37,688,529 $3,528,780
2022 $2,958,028 $2,206,768 $36,858,261 $751,260
2021 $1,725,993 $1,442,211 $40,375,058 $283,782
2020 $1,769,668 $1,359,711 $34,457,782 $409,957
2019 $361,798 $1,857,617 $34,666,769 $-1,495,819
2019 $361,798 $1,857,617 $34,666,769 $-1,495,819
2018 $2,022,172 $1,510,671 $35,388,754 $511,501
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