Berggruen Institute

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Financial Vulnerability Assessment (Tuckman-Chang)

4 risk indicators measuring financial stability and operational resilience

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Financial Trends

Organization Details

Formation Year

2014

Legal Domicile

Phone

3105507083

Tax Period

2018-01-01 to 2018-12-31

Berggruen Institute, founded in 2014, is a mid-sized nonprofit in the Education sector that reported $15.9M in total revenue in fiscal year 2018. Revenue surged 203% from the prior year, signaling strong growth momentum. The organization ran a surplus of $2.5M, a strong 16% operating margin.

Mission

THE BERGGRUEN INSTITUTE IS DEDICATED TO THE DESIGN AND IMPLEMENTATIONOF NEW IDEAS OF GOOD GOVERNANCE - DRAWING FROM BEST PRACTICES IN BOTHEAST AND WEST - THAT CAN ADDRESS THE COMMON CHALLENGES OFGLOBALIZATION IN THE 21ST CENTURY.

Program Service Accomplishments

Program 1

Expenses: $3,840,826

OTHER PROGRAMS

Program 2

Expenses: $1,914,428

BERGGRUEN PHILOSOPHY AND CULTURE CENTER CONDUCTS COMPARATIVE STUDIES OFDIFFERENT PHILOSOPHICAL TRADITIONS THROUGH PARTNERSHIPS AT VARIOUSACADEMIC INSTITUTIONS INCLUDING STANFORD UNIVERSITY...

BERGGRUEN PHILOSOPHY AND CULTURE CENTER CONDUCTS COMPARATIVE STUDIES OFDIFFERENT PHILOSOPHICAL TRADITIONS THROUGH PARTNERSHIPS AT VARIOUSACADEMIC INSTITUTIONS INCLUDING STANFORD UNIVERSITY, HARVARDUNIVERSITY, OXFORD UNIVERSITY, NEW YORK UNIVERSITY, TSINGHUA UNIVERSITYAND PEKING UNIVERSITY, WE HELD BRAINSTORMING WORKSHOPS WITH LEADINGTHINKERS ACROSS A RANGE OF DISCIPLINES AT HARVARD, NYU, AND USC TOIDENTIFY THE THEMES AND STRUCTURE OF THE CENTER AS WELL AS TO ESTABLISHPARTNERS.THE BERGGRUEN PRIZE WAS ESTABLISHED IN TAX YEAR 2016 - AIMS TORECOGNIZE ONE LEADING THINKER, WHOSE LIFEb

Program 3

Expenses: $1,807,275

BI-CHINA CENTER

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Trantor Score

Financial Health Score (300–850) · Liquidity · Solvency · Sustainability · Efficiency

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Liquidity (40%) • Solvency (30%) • Sustainability (20%) • Efficiency (10%)

Financial Overview (2018)

Revenue Breakdown

Contributions & Grants $15,858,122

Program Service Revenue $0

Investment Income $7,341

Other Revenue $0

TOTAL REVENUE $15,865,463

Expense Breakdown

Grants Paid $3,204,055

Salaries & Benefits $2,900,396

Fundraising Expenses $0

Program Expenses $8,681,130

Other Expenses $7,217,734

TOTAL EXPENSES $13,322,185

Year-over-Year Comparison

	2018	2017	Change
Revenue	$15,865,463	$5,239,297	+2.0%
Expenses	$13,322,185	$9,088,455	+0.5%
Net Income	$2,543,278	$-3,849,158	-1.7%

Key Indicators

✓ Grants to Organizations ✓ Grants to Individuals ✗ Lobbying ✗ Political Activity ✓ Foreign Activities ✗ Donor Advised Fund ✗ Schedule B Required

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Financial Health Indicators

Comprehensive financial analysis: Altman Z-Score, liquidity, solvency, sustainability, efficiency, and growth metrics

Financial Distress Indicator

Liquidity & Cash Position

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Altman Z-Score • Liquidity Ratios • Solvency Analysis • Growth Indicators • Efficiency Metrics

Governance

Voting Members

Independent Members

Employees

Volunteers

100

Governance Policies

✗ Conflict of Interest Policy

✗ Whistleblower Policy

✗ Document Retention Policy

Special Practices & Reported Activities

✗ Operated a School

✗ Operated a Hospital

✗ Provided First Class Travel

✗ Reported Conflict of Interest

✗ Reported Asset Diversion

✗ Excess Benefit Transaction

✗ Made Political Expenditures

✗ Engaged in Lobbying

✗ Operated Donor Advised Fund

✗ Maintained Art Collections

✗ Filed Form 720

Compensation of Officers, Directors & Key Employees

Total Officers

$423,085

Total Directors

Key Employees

Highest Compensated

reported

Name	Title	Hours/Week	Role	Reportable Comp	Other Comp	Total
NICOLAS BERGGRUEN	Chairman	0.00	Officer Director	$0	$0	$0
JARED BLUESTEIN	Secretary	0.00	Officer Director	$0	$0	$0
MARY KLEIN	Treasurer	0.00	Officer Director	$0	$0	$0
SHAUKAT AZIZ	Director	0.00	Director	$0	$0	$0
ARIANNA HUFFINGTON	Director	0.00	Director	$0	$0	$0
ERNESTO ZEDILLO	Director	0.00	Director	$0	$0	$0
MOHAMED EL ERIAN	Director	0.00	Director	$0	$0	$0
DAVID BONDERMAN	Director	0.00	Director	$0	$0	$0
JUAN LUIS CEBRIAN	Director	0.00	Director	$0	$0	$0
GEOFF COWAN	Director	0.00	Director	$0	$0	$0
AMY GUTTMAN	Director	0.00	Director	$0	$0	$0
NATHAN GARDELS	Director	0.00	Director	$0	$0	$0
DANIEL BELL	Director	0.00	Director	$0	$0	$0
RAY CHAMBERS	Director	0.00	Director	$0	$0	$0
MARGARET LEVI	Director	0.00	Director	$0	$0	$0
DAWN NAKAGAWA	Vice President	0.00	Officer	$215,000	$0	$215,000
CRAIG CALHOUN	President	0.00	Officer	$208,085	$0	$208,085
NILS GILMAN	VICE PRESIDENT	40.00	Highest	$280,000	$0	$280,000
KATHLEEN MILES	EXECUTIVE EDITOR	40.00	Highest	$154,954	$0	$154,954
RACHEL BAUCH	PR DIRECTOR	40.00	Highest	$147,500	$0	$147,500
JOEL ADAM SMITH	CONTROLLER	40.00	Highest	$105,635	$0	$105,635
JODY ULIP SADORNAS	PROGRAM MANAGER	40.00	Highest	$93,265	$0	$93,265

Note: Compensation data is self-reported by the organization on their Form 990. "Reportable Comp" includes salary, bonuses, and other reportable compensation from the organization and related organizations. "Other Comp" includes benefits, deferred compensation, and non-taxable benefits.

Historical Data

Year	Revenue	Expenses	Assets	Net Income
2018	$15,865,463	$13,322,185	$9,490,896	$2,543,278