WASHINGTON, DC
4 risk indicators measuring financial stability and operational resilience
Sign in with your work email to view Tuckman-Chang indicators
Sign In — Free (10 views/day)NORTH AMERICAN SECURITIES ADMINISTRATORS ASSOCIATION INC, founded in 1919, is a mid-sized nonprofit in the Unknown sector that reported $23.1M in total revenue in fiscal year 2024. Revenue surged 47% from the prior year, signaling strong growth momentum. The organization ran a surplus of $10.1M, a strong 44% operating margin.
NASAA REPRESENTS AND SERVES ITS MEMBERS THROUGH ADVOCACY, EDUCATION, SUBJECT MATTER EXPERTISE, COMMUNICATION, AND COORDINATION.
IAR CONTINUING EDUCATION ("IAR CE"): INVESTMENT ADVISER REPRESENTATIVE CONTINUING EDUCATION (IAR CE) IS A PROGRAM MANAGED BY NASAA FOR RELEVANT NASAA MEMBERS THAT REQUIRES ANNUAL CONTINUING EDUCATION...
IAR CONTINUING EDUCATION ("IAR CE"): INVESTMENT ADVISER REPRESENTATIVE CONTINUING EDUCATION (IAR CE) IS A PROGRAM MANAGED BY NASAA FOR RELEVANT NASAA MEMBERS THAT REQUIRES ANNUAL CONTINUING EDUCATION REQUIREMENTS AND INFORMATION FOR APPLICABLE INVESTMENT ADVISER REPRESENTATIVES. THE NASAA MEMBERSHIP APPROVED A MODEL RULE THAT HAS SINCE BEEN ADOPTED BY MANY NASAA MEMBERS REQUIRING 12 CREDITS OF APPROVED CE ANNUALLY. THE NASAA CORPORATE OFFICE AND ITS VENDORS MANAGE THE DAILY OPERATIONS OF THE PROGRAM.
OTHER ACTIVITIES ARE ORGANIZED THROUGHOUT THE YEAR TO PROVIDE EDUCATION AND COLLABORATIVE OPPORTUNITIES TO MEMBERS WHO DEAL WITH SECURITIES REGULATION AND ENFORCEMENT MATTERS. AMONG THESE ACTIVITIES...
OTHER ACTIVITIES ARE ORGANIZED THROUGHOUT THE YEAR TO PROVIDE EDUCATION AND COLLABORATIVE OPPORTUNITIES TO MEMBERS WHO DEAL WITH SECURITIES REGULATION AND ENFORCEMENT MATTERS. AMONG THESE ACTIVITIES, NASAA ROUTINELY PROVIDES NEW CONTENT FOR SERIES 63, SERIES 65 AND SERIES 66 EXAMINATIONS, WHICH ARE OWNED BY NASAA AND ARE UTILIZED IN THE FINANCIAL SERVICES INDUSTRY.
NASAA, UNDER THE LEADERSHIP OF ITS STATE SECURITIES REGULATOR MEMBERS, OPERATES THE ELECTRONIC FILING DEPOSITORY ("EFD"). THE EFD SYSTEM BENEFITS FROM THE OVERSIGHT OF THE NASAA BOARD OF DIRECTORS...
NASAA, UNDER THE LEADERSHIP OF ITS STATE SECURITIES REGULATOR MEMBERS, OPERATES THE ELECTRONIC FILING DEPOSITORY ("EFD"). THE EFD SYSTEM BENEFITS FROM THE OVERSIGHT OF THE NASAA BOARD OF DIRECTORS AND SUBJECT MATTER EXPERTISE FROM THE EFD STEERING COMMITTEE. EFD IS AN INTERNET ACCESSIBLE DATABASE SYSTEM THAT ALLOWS ISSUERS TO SUBMIT REGULATORY FILINGS AND PAY RELATED FEES TO STATE SECURITIES REGULATORS. THE FILINGS THAT CAN BE SUBMITTED THROUGH THE EFD MANAGED FUNCTIONALITY INCLUDE FORM D FOR REGULATION D, RULE 506 FILINGS, FORM NF-UIT FILINGS, FRANCHISE REGISTRATION FILINGS, FORM NF-MUTUAL FUND FILINGS, AS WELL AS OTHER CORPORATE FINANCE FILINGS. EFD ALSO PROVIDES A PUBLIC FACING WEBSITE TO SEARCH AND VIEW, FREE OF CHARGE, FILINGS MADE THROUGH THE SYSTEM TO STATE SECURITIES REGULATORS. THE EFD SYSTEM ALLOWS FILERS AND STATE REGULATORY AGENCIES TO TRANSITION FROM PAPER-BASED FILING SYSTEMS TO AN ELECTRONIC SYSTEM. BY FOSTERING UNIFORMITY IN STATE REGULATORY FILINGS, AND SIMPLIFYING COMMUNICATIONS BETWEEN FILER AND REGULATOR, EFD SERVES ITS MEMBER REGULATORS WITH A MORE EFFICIENT AND EFFECTIVE MEANS TO RECEIVE AND MONITOR SECURITIES FILINGS.
Financial Health Score (300–850) · Liquidity · Solvency · Sustainability · Efficiency
Sign in to view Trantor Score and financial metrics
Liquidity (40%) • Solvency (30%) • Sustainability (20%) • Efficiency (10%)
Sign In — Free (10 views/day)| 2024 | 2023 | Change | |
|---|---|---|---|
| Revenue | $23,115,348 | $15,739,705 | +0.5% |
| Expenses | $13,012,192 | $11,298,527 | +0.2% |
| Net Income | $10,103,156 | $4,441,178 | +1.3% |
Comprehensive financial analysis: Altman Z-Score, liquidity, solvency, sustainability, efficiency, and growth metrics
Financial Distress Indicator
Liquidity & Cash Position
Sign in to view all financial metrics
Altman Z-Score • Liquidity Ratios • Solvency Analysis • Growth Indicators • Efficiency Metrics
Sign In| Name | Title | Hours/Week | Role | Reportable Comp | Other Comp | Total |
|---|---|---|---|---|---|---|
| LESLIE M VAN BUSKIRK | PRESIDENT | 8.00 |
Officer
Director
|
$0 | $0 | $0 |
| ELIZABETH BOWLING | TREASURER | 8.00 |
Officer
Director
|
$0 | $0 | $0 |
| STEPHEN BOUCHARD | SECRETARY | 8.00 |
Officer
Director
|
$0 | $0 | $0 |
| ANDREA SEIDT | DIRECTOR | 8.00 |
Director
|
$0 | $0 | $0 |
| ANDREW HARTNETT | DIRECTOR, (UNTIL 9/10/2024) | 8.00 |
Director
|
$0 | $0 | $0 |
| TOM COTTER | DIRECTOR, (UNTIL 9/10/2024) | 8.00 |
Director
|
$0 | $0 | $0 |
| JESSE DEVINE | DIRECTOR, (FROM 9/10/2024) | 8.00 |
Director
|
$0 | $0 | $0 |
| CLAIRE MCHENRY | DIRECTOR | 8.00 |
Director
|
$0 | $0 | $0 |
| MARNI ROCK GIBSON | DIRECTOR | 8.00 |
Director
|
$0 | $0 | $0 |
| MELANIE SENTER-LUBIN | DIRECTOR, (FROM 9/10/2024) | 8.00 |
Director
|
$0 | $0 | $0 |
| DIANE YOUNG-SPITZER | DIRECTOR, (UNTIL 9/10/2024) | 8.00 |
Director
|
$0 | $0 | $0 |
| HELEN JANE ANDERSON | DIRECTOR, (FROM 9/10/2024) | 8.00 |
Director
|
$0 | $0 | $0 |
| JOSEPH BRADY | EXECUTIVE DIRECTOR | 40.00 |
Officer
|
$512,555 | $74,299 | $586,854 |
| MARINA ALONSO-MENDOZA | DIR. OF FINANCE AND OPERATIONS | 40.00 |
Officer
|
$253,548 | $55,626 | $309,174 |
| VINCENTE MARTINEZ | GENERAL COUNSEL | 40.00 |
Highest
|
$293,615 | $79,805 | $373,420 |
| JAMES APISTOLAS | DIR. OF EDU, EVENTS, AND MEMBERSHIP | 40.00 |
Highest
|
$206,454 | $58,904 | $265,358 |
| ZACHARY KNEPPER | DEPUTY GENERAL COUNSEL | 40.00 |
Highest
|
$227,752 | $32,333 | $260,085 |
| KRISTEN HUTCHENS | DIR. OF POLICY AND GOVERNMENT AFFAIRS | 40.00 |
Highest
|
$197,889 | $36,065 | $233,954 |
| FREDERICK BALDASARRO | DIR. OF COMMUNICATIONS | 40.00 |
Highest
|
$202,830 | $28,467 | $231,297 |
| Year | Revenue | Expenses | Assets | Net Income |
|---|---|---|---|---|
| 2024 | $23,115,348 | $13,012,192 | $49,034,976 | $10,103,156 |
| 2023 | $15,739,705 | $11,298,527 | $36,598,745 | $4,441,178 |
| 2022 | $14,184,404 | $8,793,531 | $29,913,852 | $5,390,873 |
| 2021 | $12,337,192 | $6,430,677 | $25,487,836 | $5,906,515 |
| 2020 | $7,833,508 | $5,639,145 | $19,059,883 | $2,194,363 |
| 2019 | $8,626,495 | $7,365,066 | $16,006,481 | $1,261,429 |
| 2018 | $9,104,691 | $7,016,387 | $13,606,609 | $2,088,304 |
Compare NORTH AMERICAN SECURITIES ADMINISTRATORS ASSOCIATION INC with other nonprofits in District of Columbia and across the country.