ABA SECURITIES ASSOCIATION

EIN: 521935145

WASHINGTON, DC

Total Revenue
$414,000
Total Expenses
$390,982
Total Assets
N/A
Net Assets
$-3,748,919
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Financial Vulnerability Assessment (Tuckman-Chang)

4 risk indicators measuring financial stability and operational resilience

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Financial Trends

Organization Details

Formation Year
1995
Legal Domicile
DE
Principal Officer
ANANDA RADHAKRISHNAN
Phone
2026635054
Tax Period
2023-09-01 to 2024-08-31

ABA SECURITIES ASSOCIATION, founded in 1995, is a small nonprofit that reported $414K in total revenue in fiscal year 2023. Expenses of $391K left a modest 6% surplus.

Mission

REPRESENTS BANKS DEALING WITH SECURITIES BEFORE CONGRESS AND STATES.

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Trantor Score

Financial Health Score (300–850) · Liquidity · Solvency · Sustainability · Efficiency

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Liquidity (40%) • Solvency (30%) • Sustainability (20%) • Efficiency (10%)

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Financial Overview (2023)

Revenue Breakdown

Contributions & Grants $0
Program Service Revenue $414,000
Investment Income $0
Other Revenue $0
TOTAL REVENUE $414,000

Expense Breakdown

Grants Paid $0
Salaries & Benefits $182,970
Fundraising Expenses $0
Other Expenses $208,012
TOTAL EXPENSES $390,982

Year-over-Year Comparison

2023 2022 Change
Revenue $414,000 $414,000 N/A
Expenses $390,982 $349,894 +0.1%
Net Income $23,018 $64,106 -0.6%
Key Indicators
Grants to Organizations Grants to Individuals Lobbying Political Activity Foreign Activities Donor Advised Fund Schedule B Required
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Financial Health Indicators

Comprehensive financial analysis: Altman Z-Score, liquidity, solvency, sustainability, efficiency, and growth metrics

Financial Distress Indicator

Liquidity & Cash Position

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Altman Z-Score • Liquidity Ratios • Solvency Analysis • Growth Indicators • Efficiency Metrics

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Governance

Voting Members
18
Independent Members
18
Employees
N/A
Volunteers
18

Governance Policies

Conflict of Interest Policy
Whistleblower Policy
Document Retention Policy

Special Practices & Reported Activities

Operated a School
Operated a Hospital
Provided First Class Travel
Reported Conflict of Interest
Reported Asset Diversion
Excess Benefit Transaction
Made Political Expenditures
Engaged in Lobbying
Operated Donor Advised Fund
Maintained Art Collections
Filed Form 720

Compensation of Officers, Directors & Key Employees

Total Officers
4
$1,089,770
Total Directors
18
$0
Key Employees
0
$0
Highest Compensated
0
reported
Name Title Hours/Week Role Reportable Comp Other Comp Total
ROBERT MUNSEY CHAIRMAN 1.00
Officer Director
$0 $0 $0
PETER PHELAN VICE CHAIRMAN 1.00
Officer Director
$0 $0 $0
REBECCA CROWE MEMBER 1.00
Director
$0 $0 $0
SHANNON M DONNELLY MEMBER 1.00
Director
$0 $0 $0
PER DYRVIK MEMBER 1.00
Director
$0 $0 $0
MICHAEL FORLENZA MEMBER 1.00
Director
$0 $0 $0
STEVE KIKER MEMBER 1.00
Director
$0 $0 $0
WILLIAM L KUHN IV MEMBER 1.00
Director
$0 $0 $0
CHARLOTTE B MCLAUGHLIN MEMBER 1.00
Director
$0 $0 $0
MATTHEW MILCETICH MEMBER 1.00
Director
$0 $0 $0
DANIEL MORGAN MEMBER 1.00
Director
$0 $0 $0
DOUGLAS W PREISER MEMBER 1.00
Director
$0 $0 $0
PETER ROBERSON MEMBER 1.00
Director
$0 $0 $0
C KYLE RUSS MEMBER 1.00
Director
$0 $0 $0
KEVIN W STONE MEMBER 1.00
Director
$0 $0 $0
MARY STROTH MEMBER 1.00
Director
$0 $0 $0
HIREN THADANI MEMBER 1.00
Director
$0 $0 $0
W PETER O'TOOLE MEMBER 1.00
Director
$0 $0 $0
ANANDA RADHAKRISHNAN TREASURER & EXECUTIVE DIRECTOR 7.50
Officer
$0 $49,971 $340,230
KARIN PETERSEN FLYNN CFAO 1.00
Officer
$0 $119,748 $749,540
Note: Compensation data is self-reported by the organization on their Form 990. "Reportable Comp" includes salary, bonuses, and other reportable compensation from the organization and related organizations. "Other Comp" includes benefits, deferred compensation, and non-taxable benefits.

Historical Data

Year Revenue Expenses Assets Net Income
2024 $414,000 $390,982 No data $23,018
2023 $414,000 $349,894 No data $64,106
2022 $414,000 $421,197 $13,000 $-7,197
2021 $460,000 $400,117 No data $59,883
2020 $414,000 $370,205 $23,000 $43,795
2019 $437,000 $498,671 No data $-61,671
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