ASSOCIATION OF AMERICAN UNIVERSITIES INC

EIN: 521947112 501(c)(3) Education

WASHINGTON, DC

Total Revenue
$12,122,023
Total Expenses
$10,689,213
Total Assets
$26,503,246
Net Assets
$9,272,263
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Financial Trends

Organization Details

Formation Year
1995
Legal Domicile
DC
Principal Officer
BARBARA R SNYDER
Phone
2024087500
Tax Period
2023-10-01 to 2024-09-30

ASSOCIATION OF AMERICAN UNIVERSITIES INC, founded in 1995, is a mid-sized nonprofit in the Education sector that reported $12.1M in total revenue in fiscal year 2023. Revenue grew 11% year-over-year, indicating healthy expansion. Expenses of $10.7M left a modest 12% surplus.

Mission

FOUNDED IN 1900, AAU IS COMPOSED OF 71 DISTINGUISHED INSTITUTIONS IN THE UNITED STATES AND CANADA THAT CONTINUALLY ADVANCE SOCIETY THROUGH EDUCATION, RESEARCH, AND DISCOVERY. OUR U.S. MEMBER UNIVERSITIES EARN THE MAJORITY OF COMPETITIVELY AWARDED FEDERAL FUNDING FOR ACADEMIC RESEARCH, ARE IMPROVING HUMAN LIFE AND WELLBEING THROUGH RESEARCH, AND ARE EDUCATING TOMORROW'S VISIONARY LEADERS AND GLOBAL CITIZENS. AAU MEMBERS COLLECTIVELY HELP SHAPE POLICY FOR HIGHER EDUCATION, SCIENCE, AND INNOVATION; PROMOTE BEST PRACTICES IN UNDERGRADUATE AND GRADUATE EDUCATION; AND STRENGTHEN THE CONTRIBUTIONS OF RESEARCH UNIVERSITIES TO SOCIETY.

Program Service Accomplishments

Program 1
Expenses: $7,019,024 Revenue: $11,099,150

FEDERAL RELATIONS, POLICY, AND PUBLIC AFFAIRS: THE MAJORITY OF THE PROGRAM FUNDS EXPENDED BY THE ASSOCIATION OF AMERICAN UNIVERSITIES (AAU) IS CONCENTRATED IN FEDERAL GOVERNMENT RELATIONS, POLICY...

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FEDERAL RELATIONS, POLICY, AND PUBLIC AFFAIRS: THE MAJORITY OF THE PROGRAM FUNDS EXPENDED BY THE ASSOCIATION OF AMERICAN UNIVERSITIES (AAU) IS CONCENTRATED IN FEDERAL GOVERNMENT RELATIONS, POLICY STUDIES, AND PUBLIC AFFAIRS & COMMUNICATIONS. AAU'S PROGRAMS AND PROJECTS ADDRESS BOTH FEDERAL AND INSTITUTIONAL POLICIES AND PRACTICES. MAINTAINING THE PRODUCTIVE PARTNERSHIP BETWEEN THE NATION'S RESEARCH UNIVERSITIES AND THE FEDERAL GOVERNMENT IS A KEY AREA OF FOCUS. THIS INCLUDES WORK ON FEDERAL AND INSTITUTIONAL POLICIES AFFECTING THE TEACHING, RESEARCH, AND SERVICE MISSIONS OF RESEARCH UNIVERSITIES, THEIR STUDENTS, FACULTY MEMBERS, AND STAFF. THIS INCLUDES FEDERAL INVESTMENTS IN STUDENT AID, HIGHER EDUCATION, COMPETITIVELY AWARDED-BASIC SCIENTIFIC RESEARCH PROGRAMS.

Program 2
Expenses: $451,065

GRANT-FUNDED PROJECTS: AAU ADVANCES PROJECTS THAT ADDRESS CRITICAL RESEARCH AND EDUCATION POLICY ISSUES IMPACTING AAU MEMBER UNIVERSITIES. WE ARE SELECTIVE IN THE GRANTS WE SOLICIT TO ENSURE THAT THE...

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GRANT-FUNDED PROJECTS: AAU ADVANCES PROJECTS THAT ADDRESS CRITICAL RESEARCH AND EDUCATION POLICY ISSUES IMPACTING AAU MEMBER UNIVERSITIES. WE ARE SELECTIVE IN THE GRANTS WE SOLICIT TO ENSURE THAT THE GRANT-FUNDED WORK ALIGNS WITH AAU'S GOALS AND PRIORITIES. AAU CURRENTLY HAS TWO ACTIVE GRANTS SUPPORTING OUR UNDERGRADUATE TEACHING EVALUATION PROJECT, AND CLOSED GRANTS SUPPORTING OUR PHD EDUCATION INITIATIVE AND OUR PUBLIC ACCESS TO RESEARCH DATA PROJECT. AAU STAFF CONTINUALLY EVALUATE POTENTIAL GRANT OPPORTUNITIES. UNDERGRADUATE TEACHING EVALUATION PROJECT AAU IS COMMITTED TO CREATING MORE EQUITABLE AND EFFECTIVE MEANS TO EVALUATE EDUCATIONAL CONTRIBUTIONS WITHIN FACULTY REWARDS STRUCTURES. AAU IS SUPPORTING FIVE AAU STEM DEPARTMENT DEMONSTRATION PROJECTS AND A BROADER AAU LEARNING COMMUNITY TO DEVELOP PRACTICES TO VALUE, RECOGNIZE, AND REWARD THE FULL RANGE OF INTELLECTUAL WORK THAT GOES INTO TEACHING AS PART OF FACULTY PROMOTION AND ANNUAL REVIEW STRUCTURES. IN ADDITION, THIS EFFORT WILL WORK TO INTEGRATE CONCEPTS OF JUSTICE AND EQUITY INTO THE FACULTY REWARDS SYSTEM. THE DEMONSTRATION PROJECTS ARE MADE POSSIBLE BY A GIFT FROM THE SARAH GILBERT & CARL WIEMAN CHARITABLE FUND. THE BROADER LEARNING COMMUNITY IS SUPPORTED BY FUNDING FROM THE HOWARD HUGHES MEDICAL INSTITUTE. PHD EDUCATION INITIATIVE WITH THE SUPPORT OF THE ALFRED P. SLOAN FOUNDATION, A PILOT GROUP OF EIGHT MEMBER UNIVERSITIES, REPRESENTING 32 ACADEMIC DEPARTMENTS, IMPLEMENTED REFORMS WITHIN SCIENCE, TECHNOLOGY, ENGINEERING, MATH, SOCIAL SCIENCES, ARTS, AND HUMANITIES PHD PROGRAMS TO 1) DRIVE INSTITUTIONAL CHANGE:INFLUENCE THE CULTURE AND BEHAVIOR AT THE DEPARTMENT LEVEL TO PROVIDE PHD STUDENTS WITH THE KNOWLEDGE, SKILLS, AND ABILITY TO SUCCEED IN CAREERS WITHIN AND BEYOND ACADEMIA; 2) PROMOTE DATA TRANSPARENCY:IDENTIFY INSTITUTIONAL POLICIES AND PRACTICES TO MAKE PHD PROGRAM DATA INCLUDING DATA ABOUT THE CAREER PATHWAYS AND EMPLOYMENT TRENDS OF PHD ALUMNI WIDELY AVAILABLE; AND 3) IMPLEMENT EFFECTIVE STRATEGIES:HIGHLIGHT AND ENCOURAGE EFFECTIVE UNIVERSITY, DISCIPLINARY SOCIETY, AND FEDERAL AGENCY STRATEGIES AND PROGRAMS TO SUPPORT CAREER DIVERSITY.

Program 3
Expenses: $836,078 Revenue: $464,447

OTHER PROGRAMSPUBLIC OPINION PROJECT: THIS PROJECT AIMS TO GAIN MORE INSIGHTS INTO PUBLIC OPINION TO ASSIST OUR MEMBERS ON ISSUES CRITICAL TO THEIR RELATIONSHIP WITH THE PUBLIC AND...

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OTHER PROGRAMSPUBLIC OPINION PROJECT: THIS PROJECT AIMS TO GAIN MORE INSIGHTS INTO PUBLIC OPINION TO ASSIST OUR MEMBERS ON ISSUES CRITICAL TO THEIR RELATIONSHIP WITH THE PUBLIC AND POLICYMAKERS.MEETINGS: AAU CONDUCTS SEMI-ANNUAL MEETINGS OF THE CHIEF EXECUTIVE OFFICERS OF ITS MEMBER INSTITUTIONS AS WELL AS MULTIPLE MEETINGS OF FEDERAL RELATIONS OFFICERS AND OTHER COMMITTEES AND GROUPS, AS NECESSARY. THE ASSOCIATION CONDUCTS ANNUAL MEETINGS OF THE FOLLOWING INTERNAL GROUPS, COMPOSED OF STAFF FROM AAU'S MEMBER UNIVERSITIES: - COUNCIL ON FEDERAL RELATIONS - PUBLIC AFFAIRS NETWORK - CHIEF ACADEMIC OFFICERS - SENIOR RESEARCH OFFICERS - CHIEF DIVERSITY OFFICERS - GENERAL COUNSELS - ASSOCIATION OF GRADUATE SCHOOLSGOLDEN GOOSE AWARD AAU PLAYED A LEADERSHIP ROLE IN THE TWELFTH ANNUAL GOLDEN GOOSE AWARD PROGRAM AND CEREMONY. THE AWARD HONORS FEDERALLY FUNDED RESEARCHERS WHOSE WORK SOUNDS ODD OR OBSCURE BUT TURNED OUT TO HAVE MAJOR SOCIETAL BENEFITS.AAU BY THE NUMBERS AS PART OF THE ASSOCIATION'S EFFORTS TO DEMONSTRATE THE VALUE OF RESEARCH UNIVERSITIES TO THE NATION, AAU UPDATED AND PRODUCED PRINT AND DIGITAL INFOGRAPHICS WITH AGGREGATE STATISTICS ON THE ECONOMIC IMPACT, STUDENT FINANCIAL AID, RESEARCH INTENSITY, AND OTHER USEFUL INFORMATION ABOUT ITS MEMBER UNIVERSITIES.

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Trantor Score

Financial Health Score (300–850) · Liquidity · Solvency · Sustainability · Efficiency

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Liquidity (40%) • Solvency (30%) • Sustainability (20%) • Efficiency (10%)

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Financial Overview (2023)

Revenue Breakdown

Contributions & Grants $0
Program Service Revenue $11,563,597
Investment Income $516,152
Other Revenue $42,274
TOTAL REVENUE $12,122,023

Expense Breakdown

Grants Paid $105,550
Salaries & Benefits $7,184,467
Fundraising Expenses $0
Program Expenses $8,306,167
Other Expenses $3,399,196
TOTAL EXPENSES $10,689,213

Year-over-Year Comparison

2023 2022 Change
Revenue $12,122,023 $10,940,021 +0.1%
Expenses $10,689,213 $10,752,466 0.0%
Net Income $1,432,810 $187,555 +6.6%
Key Indicators
Grants to Organizations Grants to Individuals Lobbying Political Activity Foreign Activities Donor Advised Fund Schedule B Required
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Governance

Voting Members
12
Independent Members
11
Employees
45
Volunteers
12

Governance Policies

Conflict of Interest Policy
Whistleblower Policy
Document Retention Policy

Special Practices & Reported Activities

Operated a School
Operated a Hospital
Provided First Class Travel
Reported Conflict of Interest
Reported Asset Diversion
Excess Benefit Transaction
Made Political Expenditures
Engaged in Lobbying
Operated Donor Advised Fund
Maintained Art Collections
Filed Form 720

Compensation of Officers, Directors & Key Employees

Total Officers
7
$2,160,570
Total Directors
12
$788,330
Key Employees
0
$0
Highest Compensated
5
reported
Name Title Hours/Week Role Reportable Comp Other Comp Total
RONALD DANIELS BOARD MEMBER 1.00
Director
$0 $0 $0
ROBERT JONES CHAIR 1.00
Director
$0 $0 $0
MAURIE MCINNIS BOARD MEMBER 1.00
Director
$0 $0 $0
MARTHA POLLACK BOARD MEMBER 1.00
Director
$0 $0 $0
VINCENT PRICE BOARD MEMBER 1.00
Director
$0 $0 $0
HOWARD GILLMAN BOARD MEMBER 1.00
Director
$0 $0 $0
DOUGLAS GIROD BOARD MEMBER 1.00
Director
$0 $0 $0
CYNTHIA LARIVE BOARD MEMBER 1.00
Director
$0 $0 $0
CHRISTOPHER EISGRUBER VICE CHAIR 1.00
Director
$0 $0 $0
CAROL CHRIST BOARD MEMBER 1.00
Director
$0 $0 $0
GREGORY FENVES BOARD MEMBER 1.00
Director
$0 $0 $0
BARBARA R SNYDER PRESIDENT 40.00
Officer Director
$699,725 $88,605 $788,330
KENNETH GOLDSTEIN VP OF SURVEY RESEARCH & INST PLCY 40.00
Officer
$0 $0 $0
WINFIELD BOERCKEL VP FOR COMMUNICATIONS 40.00
Officer
$0 $0 $0
EILEEN FOX CHIEF FINANCIAL OFFICER 40.00
Officer
$183,983 $39,430 $223,413
ROXANNE MURRAY VP OF ADMINISTRATION 40.00
Officer
$317,664 $59,864 $377,528
KENNETH GOLDSTEIN ENDED 062024 SR VP FOR SURVEY RESEARCH & INSTITUTIONAL POLICY 40.00
Officer
$315,894 $59,687 $375,581
TOBIN SMITH VP OF SCIENCE PLCY & GLBL AFFAIRS 40.00
Officer
$335,791 $59,927 $395,718
PAMELA DAVIDSON ASSOCIATE VP OF FED'L RELATIONS 40.00
Highest
$165,119 $16,512 $181,631
LIZBET BOROUGHS ASSOCIATE VP FOR FEDERAL RELATIONS 40.00
Highest
$172,236 $36,580 $208,816
KATE HUDSON ASSOCIATE VP AND COUNSEL FOR POLICY & FED'L RELATI 40.00
Highest
$190,493 $18,949 $209,442
EMILY MILLER DEPUTY VP OF POLICY 40.00
Highest
$191,545 $48,002 $239,547
JULIA JESTER DEPUTY VP OF FED'L RELATIONS 40.00
Highest
$197,904 $48,638 $246,542
Note: Compensation data is self-reported by the organization on their Form 990. "Reportable Comp" includes salary, bonuses, and other reportable compensation from the organization and related organizations. "Other Comp" includes benefits, deferred compensation, and non-taxable benefits.

Historical Data

Year Revenue Expenses Assets Net Income
2024 $12,122,023 $10,689,213 $26,503,246 $1,432,810
2023 $10,940,021 $10,752,466 $22,120,340 $187,555
2022 $10,175,796 $9,933,695 $13,327,959 $242,101
2021 $10,421,026 $10,166,075 $12,330,287 $254,951
2020 $9,456,564 $8,617,975 $9,620,396 $838,589
2019 $8,849,986 $8,194,844 $8,441,051 $655,142
2018 $7,842,670 $7,648,044 $9,141,946 $194,626
2018 $7,842,670 $7,648,044 $9,141,946 $194,626
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