SECURITIES AND EXCHANGE COMMISSION HISTORICAL SOCIETY

EIN: 522213646 501(c)(3) Arts, Culture & Humanities

WASHINGTON, DC

Total Revenue
$462,536
Total Expenses
$422,770
Total Assets
$4,457,745
Net Assets
$4,423,071
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Financial Vulnerability Assessment (Tuckman-Chang)

4 risk indicators measuring financial stability and operational resilience

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Financial Trends

Organization Details

Formation Year
1999
Legal Domicile
DC
Principal Officer
KATHLEEN GRAHAM
Phone
2025490158
Tax Period
2025-01-01 to 2025-12-31

SECURITIES AND EXCHANGE COMMISSION HISTORICAL SOCIETY, founded in 1999, is a small nonprofit in the Arts, Culture & Humanities sector that reported $463K in total revenue in fiscal year 2025. Expenses of $423K left a modest 9% surplus.

Mission

THE SECURITIES AND EXCHANGE COMMISSION HISTORICAL SOCIETY, THROUGH ITS VIRTUAL MUSEUM AND ARCHIVE AT WWW.SECHISTORICAL.ORG, SHARES, PRESERVES AND ADVANCES KNOWLEDGE OF THE HISTORY OF FINANCIAL REGULATION BY AND THROUGH THE SECURITIES AND EXCHANGE COMMISSION. (CONTINUED ON SCH. O)THIS MISSION IS FULFILLED THROUGH THE VIRTUAL MUSEUM AND ARCHIVE OF FINANCIAL REGULATION, WHICH OFFERS A UNIQUE COLLECTION OF MATERIALS ACCESSIBLE FOR FREE AT WWW.SECHISTORICAL.ORG.

Program Service Accomplishments

Program 1
Expenses: $187,294

THE ONLINE VIRTUAL MUSEUM AND ARCHIVE AT WWW.SECHISTORICAL.ORG CONTAINS A RICH RESOURCE OF PRIMARY AND UNIQUE MATERIALS ON THE CREATION, GROWTH AND IMPACT OF CAPITAL MARKETS REGULATION FROM THE 20TH...

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THE ONLINE VIRTUAL MUSEUM AND ARCHIVE AT WWW.SECHISTORICAL.ORG CONTAINS A RICH RESOURCE OF PRIMARY AND UNIQUE MATERIALS ON THE CREATION, GROWTH AND IMPACT OF CAPITAL MARKETS REGULATION FROM THE 20TH CENTURY TO THE PRESENT. THE VIRTUAL MUSEUM HOUSES A DIGITAL COLLECTION OF MATERIALS SELECTED FOR INCLUSION BECAUSE OF THE HISTORICAL IMPORTANCE OF THE SUBJECT MATTER. TO DATE, THE PERMANENT COLLECTION INCLUDES ORAL HISTORIES, ROUNDTABLES AND PANEL PROGRAMS FEATURING EXPERTS FROM ALL CORNERS OF THE SECURITIES MARKETS - REGULATORY, CORPORATE, LEGISLATIVE, INVESTOR, AND ACADEMIC - WHO HAVE HAD A DIRECT AND SIGNIFICANT ROLE IN, OR IMPACT UPON, THE FUNCTIONING OF THE U.S. CAPITAL MARKETS. OTHER ITEMS IN THE MUSEUM INCLUDE LETTERS, PHOTOS, SPEECHES, PAPERS AND OTHER MATERIALS RELEVANT TO THE DEVELOPMENT (CONTINUED ON SCHEDULE O)OVERSIGHT AND HISTORY OF THE SECURITIES MARKETS. THE MUSEUM'S COLLECTION OF MATERIALS ASSISTS RESEARCHERS AND THE PUBLIC IN UNDERSTANDING HOW THE STATUTES, REGULATIONS AND POLICIES FOR THE CAPITAL MARKETS HAVE DEVELOPED AND BEEN INTERPRETED FROM THE 1900'S TO THE PRESENT. ENTRANCE TO THE VIRTUAL MUSEUM IS FREE TO ANYONE WITH INTERNET ACCESS.

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Trantor Score

Financial Health Score (300–850) · Liquidity · Solvency · Sustainability · Efficiency

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Liquidity (40%) • Solvency (30%) • Sustainability (20%) • Efficiency (10%)

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Financial Overview (2025)

Revenue Breakdown

Contributions & Grants $408,968
Program Service Revenue $0
Investment Income $53,568
Other Revenue $0
TOTAL REVENUE $462,536

Expense Breakdown

Grants Paid $0
Salaries & Benefits $231,266
Fundraising Expenses $54,205
Program Expenses $187,294
Other Expenses $191,504
TOTAL EXPENSES $422,770

Year-over-Year Comparison

2025 2024 Change
Revenue $462,536 $443,864 +0.0%
Expenses $422,770 $347,383 +0.2%
Net Income $39,766 $96,481 -0.6%
Key Indicators
Grants to Organizations Grants to Individuals Lobbying Political Activity Foreign Activities Donor Advised Fund Schedule B Required
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Financial Health Indicators

Comprehensive financial analysis: Altman Z-Score, liquidity, solvency, sustainability, efficiency, and growth metrics

Financial Distress Indicator

Liquidity & Cash Position

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Governance

Voting Members
25
Independent Members
25
Employees
1
Volunteers
25

Governance Policies

Conflict of Interest Policy
Whistleblower Policy
Document Retention Policy

Special Practices & Reported Activities

Operated a School
Operated a Hospital
Provided First Class Travel
Reported Conflict of Interest
Reported Asset Diversion
Excess Benefit Transaction
Made Political Expenditures
Engaged in Lobbying
Operated Donor Advised Fund
Maintained Art Collections
Filed Form 720

Compensation of Officers, Directors & Key Employees

Total Officers
8
$211,073
Total Directors
25
$0
Key Employees
0
$0
Highest Compensated
0
reported
Name Title Hours/Week Role Reportable Comp Other Comp Total
MEREDITH CROSS CHAIR 2.00
Officer Director
$0 $0 $0
LORI RICHARDS PRESIDENT 2.00
Officer Director
$0 $0 $0
ELIZABETH GRAY PRESIDENT-ELECT 2.00
Officer Director
$0 $0 $0
SHELLEY PARRATT TREASURER 2.00
Officer Director
$0 $0 $0
CONSUELO HITCHCOCK SECRETARY 2.00
Officer Director
$0 $0 $0
G JEFFREY BOUJOUKOS VP OF THE MUSEUM 2.00
Officer Director
$0 $0 $0
RONALD LONG VP OF DEVELOPMENT 2.00
Officer Director
$0 $0 $0
JAMES BARRATT TRUSTEE 0.50
Director
$0 $0 $0
TAMARA BRIGHTWELL TRUSTEE 0.50
Director
$0 $0 $0
PETER CHAN TRUSTEE 0.50
Director
$0 $0 $0
DOUGLAS DAVISON TRUSTEE 0.50
Director
$0 $0 $0
ALAN DYE TRUSTEE 0.50
Director
$0 $0 $0
LORRAINE ECHAVARRIA TRUSTEE 0.50
Director
$0 $0 $0
K SUSAN GRAFTON TRUSTEE 0.50
Director
$0 $0 $0
KEIR GUMBS TRUSTEE 0.50
Director
$0 $0 $0
DANIEL HAWKE TRUSTEE 1.00
Director
$0 $0 $0
ARIAN JUNE TRUSTEE 0.50
Director
$0 $0 $0
AARON LIPSON TRUSTEE 0.50
Director
$0 $0 $0
HAIMA MARLIER TRUSTEE 0.50
Director
$0 $0 $0
CLAUDIUS MODESTI TRUSTEE 0.50
Director
$0 $0 $0
LONA NALLENGERA TRUSTEE 0.50
Director
$0 $0 $0
KRISTOFER SWANSON TRUSTEE 0.50
Director
$0 $0 $0
KEVIN VAUGHN TRUSTEE 0.50
Director
$0 $0 $0
ERICA WILLIAMS TRUSTEE 0.50
Director
$0 $0 $0
DAVID WOODCOCK TRUSTEE 0.50
Director
$0 $0 $0
KATHLEEN GRAHAM EXECUTIVE DIRECTOR 40.00
Officer
$200,688 $10,385 $211,073
Note: Compensation data is self-reported by the organization on their Form 990. "Reportable Comp" includes salary, bonuses, and other reportable compensation from the organization and related organizations. "Other Comp" includes benefits, deferred compensation, and non-taxable benefits.

Historical Data

Year Revenue Expenses Assets Net Income
2025 $462,536 $422,770 $4,457,745 $39,766
2024 $443,864 $347,383 $4,321,167 $96,481
2023 $433,144 $350,005 $4,161,586 $83,139
2022 $365,109 $352,696 $4,065,426 $12,413
2021 $479,270 $353,361 $4,083,116 $125,909
2020 $408,267 $333,446 $3,906,802 $74,821
2019 $625,626 $443,945 $3,831,083 $181,681
2018 $683,939 $577,867 $3,557,921 $106,072
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