FINANCIAL SERVICES FORUM

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Financial Vulnerability Assessment (Tuckman-Chang)

4 risk indicators measuring financial stability and operational resilience

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Financial Trends

Organization Details

Formation Year

2000

Legal Domicile

Phone

2024575765

Tax Period

2024-01-01 to 2024-12-31

FINANCIAL SERVICES FORUM, founded in 2000, is a mid-sized nonprofit in the Community Improvement sector that reported $27.4M in total revenue in fiscal year 2024. Revenue surged 71% from the prior year, signaling strong growth momentum.

Mission

PROMOTING OPEN AND COMPETITIVE FINANCIAL MARKETS.

Program Service Accomplishments

Program 1

EDUCATE THE PUBLIC AND GLOBAL OPINION LEADERS ABOUT THE IMPORTANCE OF ROBUST CAPITAL MARKETS AND INDUSTRY'S CONTRIBUTION TO IMPROVE LIVES.

Program 2

INFLUENCE THE NATIONAL AND INTERNATIONAL REGULATORY DIALOGUE AND ENCOURAGE A COMPETITIVE GLOBAL MARKETPLACE.

Program 3

PROMOTE TRADE AND THE FREE FLOW OF CAPITAL IN ORDER TO ENHANCE GLOBAL PROSPERITY.

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Trantor Score

Financial Health Score (300–850) · Liquidity · Solvency · Sustainability · Efficiency

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Liquidity (40%) • Solvency (30%) • Sustainability (20%) • Efficiency (10%)

Financial Overview (2024)

Revenue Breakdown

Contributions & Grants $0

Program Service Revenue $27,400,000

Investment Income $0

Other Revenue $0

TOTAL REVENUE $27,400,000

Expense Breakdown

Grants Paid $0

Salaries & Benefits $6,313,453

Fundraising Expenses $0

Program Expenses $0

Other Expenses $22,574,566

TOTAL EXPENSES $28,888,019

Year-over-Year Comparison

	2024	2023	Change
Revenue	$27,400,000	$16,000,000	+0.7%
Expenses	$28,888,019	$14,877,202	+0.9%
Net Income	$-1,488,019	$1,122,798	-2.3%

Key Indicators

✗ Grants to Organizations ✗ Grants to Individuals ✗ Lobbying ✗ Political Activity ✗ Foreign Activities ✗ Donor Advised Fund ✗ Schedule B Required

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Financial Health Indicators

Comprehensive financial analysis: Altman Z-Score, liquidity, solvency, sustainability, efficiency, and growth metrics

Financial Distress Indicator

Liquidity & Cash Position

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Altman Z-Score • Liquidity Ratios • Solvency Analysis • Growth Indicators • Efficiency Metrics

Governance

Voting Members

Independent Members

Employees

Volunteers

N/A

Governance Policies

✗ Conflict of Interest Policy

✗ Whistleblower Policy

✗ Document Retention Policy

Special Practices & Reported Activities

✗ Operated a School

✗ Operated a Hospital

✗ Provided First Class Travel

✗ Reported Conflict of Interest

✗ Reported Asset Diversion

✗ Excess Benefit Transaction

✗ Made Political Expenditures

✗ Engaged in Lobbying

✗ Operated Donor Advised Fund

✗ Maintained Art Collections

✗ Filed Form 720

Compensation of Officers, Directors & Key Employees

Total Officers

$2,646,685

Total Directors

Key Employees

$1,485,172

Highest Compensated

reported

Name	Title	Hours/Week	Role	Reportable Comp	Other Comp	Total
BRIAN MOYNIHAN	MEMBER	0.0	Director	$0	$0	$0
CHARLIE SCHARF	MEMBER	0.0	Director	$0	$0	$0
DAVID SOLOMON	MEMBER	0.0	Director	$0	$0	$0
JAMIE DIMON	MEMBER	0.0	Director	$0	$0	$0
JANE FRASER	MEMBER/VICE CHAIR	0.0	Director	$0	$0	$0
ROBIN VINCE	MEMBER	0.0	Director	$0	$0	$0
RONALD O'HANLEY	MEMBER/CHAIRMAN	0.0	Director	$0	$0	$0
TED PICK	MEMBER	0.0	Director	$0	$0	$0
KAITLYN BROOKE	SECRETARY AND TREASURER	40.0	Officer	$182,080	$44,731	$226,811
KEVIN FROMER	PRESIDENT & CEO	40.0	Officer	$2,399,851	$20,023	$2,419,874
BARBARA HAGENBAUGH	EXEC VP, HEAD OF COMMUNICATIONS	40.0	Key Emp	$615,451	$55,726	$671,177
SEAN CAMPBELL	EXEC VP, DIR OF POLICY & RESEARCH	40.0	Key Emp	$756,546	$57,449	$813,995
BRIGID RICHELIEU	SR. MANAGER, COMMUNICATIONS	40.0	Highest	$129,289	$471	$129,760
CHIP BARTLETT	VP, GOV'T AFFAIRS	40.0	Highest	$411,415	$45,341	$456,756
SPENCER KATTERHAGEN	MANAGER, GOV AFFAIRS	40.0	Highest	$130,201	$14,452	$144,653
TIFFANY HAAS	VP, GOV'T & INDUSTRY RELATIONS	40.0	Highest	$671,613	$41,686	$713,299

Note: Compensation data is self-reported by the organization on their Form 990. "Reportable Comp" includes salary, bonuses, and other reportable compensation from the organization and related organizations. "Other Comp" includes benefits, deferred compensation, and non-taxable benefits.

Historical Data

Year	Revenue	Expenses	Assets	Net Income
2024	$27,400,000	$28,888,019	$8,623,462	$-1,488,019
2023	$16,000,000	$14,877,202	$7,957,921	$1,122,798
2022	$8,000,000	$7,849,036	$7,099,343	$150,964
2021	$8,000,250	$7,171,690	$7,821,055	$828,560
2020	$8,010,311	$7,422,157	$8,121,022	$588,154
2019	$7,951,279	$8,511,531	$6,858,413	$-560,252
2018	$8,000,000	$6,576,225	$5,297,255	$1,423,775