FOUNDATION FOR APPALACHIAN KENTUCKY INC

EIN: 611329396 501(c)(3) Philanthropy & Grantmaking

Hazard, KY

Total Revenue
$11,777,632
Total Expenses
$10,585,653
Total Assets
$31,549,275
Net Assets
$30,361,705
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Financial Vulnerability Assessment (Tuckman-Chang)

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Financial Trends

Organization Details

Formation Year
2002
Legal Domicile
KY
Principal Officer
Kristin Collins
Phone
6064391357
Tax Period
2023-01-01 to 2023-12-31

FOUNDATION FOR APPALACHIAN KENTUCKY INC, founded in 2002, is a mid-sized nonprofit in the Philanthropy & Grantmaking sector that reported $11.8M in total revenue in fiscal year 2023. Revenue fell 42% from the prior year — a significant decline worth monitoring. Expenses of $10.6M left a modest 10% surplus.

Mission

Our mission is to be a catalyst for community collaboration and charitable giving; to create permanent endowment funds as a sustaining resource to improve quality of life and place in eastern Kentucky.

Program Service Accomplishments

Program 1
Expenses: $8,838,610 Revenue: $11,179,588

During the past year, the Foundation: (1) continued to operate and establish a well-grounded, well-known and well-regarded office and staff in the heart of the southeastern Kentucky coal fields while...

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During the past year, the Foundation: (1) continued to operate and establish a well-grounded, well-known and well-regarded office and staff in the heart of the southeastern Kentucky coal fields while establishing and participating in regional initiatives to transition to a diverse economy as the coal industry continues to decline; (2) met national standards for US community foundations as set forth by the Community Foundations National Standards Board at the National Council on Foundations; (3) provided fiscal and administrative sponsorships for numerous organizations; and (4) provided leadership and support to the Appalachia Funders Network, a collaborative of public and private funders working together to build community capacity and promote an equitable economic transition into new and emerging sectors as the coal industry continues to decline.

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Trantor Score

Financial Health Score (300–850) · Liquidity · Solvency · Sustainability · Efficiency

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Liquidity (40%) • Solvency (30%) • Sustainability (20%) • Efficiency (10%)

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Financial Overview (2023)

Revenue Breakdown

Contributions & Grants $11,075,287
Program Service Revenue $0
Investment Income $598,044
Other Revenue $104,301
TOTAL REVENUE $11,777,632

Expense Breakdown

Grants Paid $6,603,408
Salaries & Benefits $1,578,843
Fundraising Expenses $619,713
Program Expenses $8,838,610
Other Expenses $2,403,402
TOTAL EXPENSES $10,585,653

Year-over-Year Comparison

2023 2022 Change
Revenue $11,777,632 $20,144,039 -0.4%
Expenses $10,585,653 $13,843,338 -0.2%
Net Income $1,191,979 $6,300,701 -0.8%
Key Indicators
Grants to Organizations Grants to Individuals Lobbying Political Activity Foreign Activities Donor Advised Fund Schedule B Required
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Liquidity & Cash Position

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Governance

Voting Members
13
Independent Members
13
Employees
32
Volunteers
50

Governance Policies

Conflict of Interest Policy
Whistleblower Policy
Document Retention Policy

Special Practices & Reported Activities

Operated a School
Operated a Hospital
Provided First Class Travel
Reported Conflict of Interest
Reported Asset Diversion
Excess Benefit Transaction
Made Political Expenditures
Engaged in Lobbying
Operated Donor Advised Fund
Maintained Art Collections
Filed Form 720

Compensation of Officers, Directors & Key Employees

Total Officers
5
$117,995
Total Directors
11
$0
Key Employees
1
$117,995
Highest Compensated
0
reported
Name Title Hours/Week Role Reportable Comp Other Comp Total
Gerry Roll Executive Director 40
Officer Key Emp
$100,000 $17,995 $117,995
Kathy Atkins Chair 7
Officer Director
$0 $0 $0
Cory Chesnut Treasurer 1
Officer Director
$0 $0 $0
Keith Gabbard Vice Chair 1
Officer Director
$0 $0 $0
Janet Smith Secretary 1
Officer Director
$0 $0 $0
Danny Maggard Director 1
Director
$0 $0 $0
Randy Craft Director 1
Director
$0 $0 $0
Simon Christon Director 1
Director
$0 $0 $0
Ketaki Bhattacharyya Director 1
Director
$0 $0 $0
Melissa Bond 1
Director
$0 $0 $0
Danielle Bocook Director 1
Director
$0 $0 $0
Casey Michalovic Director 1
Director
$0 $0 $0
Note: Compensation data is self-reported by the organization on their Form 990. "Reportable Comp" includes salary, bonuses, and other reportable compensation from the organization and related organizations. "Other Comp" includes benefits, deferred compensation, and non-taxable benefits.

Historical Data

Year Revenue Expenses Assets Net Income
2024 No data No data No data No data
2023 $11,777,632 $10,585,653 $31,549,275 $1,191,979
2022 $20,144,039 $13,843,338 $29,222,874 $6,300,701
2021 $12,960,964 $5,404,241 $23,302,099 $7,556,723
2020 $6,761,361 $5,105,548 $13,514,852 $1,655,813
2019 $7,579,832 $4,969,024 $12,163,092 $2,610,808
2018 $2,597,360 $2,480,681 $8,915,194 $116,679
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