THE UAB RESEARCH FOUNDATION

EIN: 630952483 501(c)(3)

BIRMINGHAM, AL

Total Revenue
$7,295,572
Total Expenses
$5,987,490
Total Assets
$18,410,332
Net Assets
$15,401,709
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Tuckman-Chang Vulnerability Assessment

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Financial Trends

Organization Details

Formation Year
1987
Legal Domicile
AL
Principal Officer
KATHY NUGENT
Phone
2059756068
Tax Period
2023-10-01 to 2024-09-30

THE UAB RESEARCH FOUNDATION, founded in 1987, is a community nonprofit that reported $6.7M in total revenue in fiscal year 2017. Revenue surged 21% from the prior year, signaling strong growth momentum. The organization ran a surplus of $1.5M, a strong 23% operating margin.

Mission

FOUNDATION ASSISTS IN THE IMPLEMENTATION OF THE PATENT POLICY AT THE UNIVERSITY.

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Trantor Score

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Liquidity (40%) • Solvency (30%) • Sustainability (20%) • Efficiency (10%)

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Financial Overview (2023)

Revenue Breakdown

Contributions & Grants $895
Program Service Revenue $667,105
Investment Income $0
Other Revenue $6,627,572
TOTAL REVENUE $7,295,572

Expense Breakdown

Grants Paid $0
Salaries & Benefits $1,495,995
Fundraising Expenses $0
Program Expenses $5,495,852
Other Expenses $4,491,495
TOTAL EXPENSES $5,987,490

Year-over-Year Comparison

2023 2022 Change
Revenue $7,295,572 $6,912,834 +0.1%
Expenses $5,987,490 $5,687,871 +0.1%
Net Income $1,308,082 $1,224,963 +0.1%
Key Indicators
✗ Grants to Organizations ✗ Grants to Individuals ✗ Lobbying ✗ Political Activity ✗ Foreign Activities ✗ Donor Advised Fund ✗ Schedule B Required
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Financial Health Indicators

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Governance

Voting Members
17
Independent Members
8
Employees
N/A
Volunteers
9

Governance Policies

✗ Conflict of Interest Policy
✗ Whistleblower Policy
✗ Document Retention Policy

Special Practices & Reported Activities

✗ Operated a School
✗ Operated a Hospital
✗ Provided First Class Travel
✗ Reported Conflict of Interest
✗ Reported Asset Diversion
✗ Excess Benefit Transaction
✗ Made Political Expenditures
✗ Engaged in Lobbying
✗ Operated Donor Advised Fund
✗ Maintained Art Collections
✗ Filed Form 720

Compensation of Officers, Directors & Key Employees

Total Officers
4
$2,726,180
Total Directors
19
$7,316,134
Key Employees
1
$215,702
Highest Compensated
0
reported
Name Title Hours/Week Role Reportable Comp Other Comp Total
RAY L WATTS PRESIDENT/BOARD MEMBER 1.0
Officer Director
$0 $212,341 $1,346,310
Anupam Agarwal MD Brd mbr/Ex officio 1.0
Director
$0 $187,782 $1,323,878
FINIS E ST JOHN IV BRD MBR/EX OFF (UNTIL 04/24) 1.0
Director
$0 $129,057 $1,248,060
SID J TRANT BOARD MEMBER(BEGIN 04/2024) 1.0
Director
$0 $77,735 $696,684
BRIAN D BURNETT FORMER TREASURER 0.0
$0 $88,854 $612,272
THOMAS I BRANNAN SECRETARY/BOARD MEMBER 1.0
Officer Director
$0 $111,561 $571,216
CHRISTOPHER BROWN VP/BOARD MEMBER 1.0
Officer Director
$0 $94,681 $503,958
JEFFREY W HOLMES BOARD MEMBER 1.0
Director
$0 $71,904 $492,024
ANDY BUTLER BOARD MEMBER 1.0
Director
$0 $93,741 $452,954
STEPHANIE MULLINS BOARD MEMBER 1.0
Director
$0 $66,360 $441,057
KATHY L NUGENT EXECUTIVE DIRECTOR 40.0
Officer
$0 $63,171 $304,696
Christopher Shook BOARD MEMBER 1.0
Director
$0 $35,787 $239,093
Karthikeyan Gopalakrishnan SENIOR DIRECTOR 1.0
Key Emp
$0 $0 $215,702
CHARLES D PERRY BOARD MEMBER 1.0
Director
$0 $0 $900
GREG J BARKER BOARD MEMBER 1.0
Director
$0 $0 $0
GREGORY S CURRAN BOARD MEMBER 1.0
Director
$0 $0 $0
SANJAY SINGH BOARD MEMBER 1.0
Director
$0 $0 $0
Jason nichols BOARD MEMBER 1.0
Director
$0 $0 $0
Charitharth Vivek BOARD MEMBER 1.0
Director
$0 $0 $0
brooke gillis BOARD MEMBER 1.0
Director
$0 $0 $0
ERIC SCHWIEBERT BOARD MEMBER (BEGIN 09/2024) 1.0
Director
$0 $0 $0
Abi Kulshreshtha BOARD MEMBER (UNTIL 03/2024) 1.0
Director
$0 $0 $0
Note: Compensation data is self-reported by the organization on their Form 990. "Reportable Comp" includes salary, bonuses, and other reportable compensation from the organization and related organizations. "Other Comp" includes benefits, deferred compensation, and non-taxable benefits.

Historical Data

Year Revenue Expenses Assets Net Income
2024 $7,295,572 $5,987,490 $18,410,332 $1,308,082
2023 $6,912,834 $5,687,871 $17,143,353 $1,224,963
2022 $6,482,130 $5,279,219 $15,830,728 $1,202,911
2021 $5,771,462 $4,821,554 $14,400,184 $949,908
2020 $5,336,970 $4,800,646 $13,288,110 $536,324
2019 $7,117,206 $6,113,090 $12,749,753 $1,004,116
2018 $6,668,667 $5,121,821 $11,920,140 $1,546,846
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