CAIA FOUNDATION INC (EIN 800615123) - Form 990 Financial Analysis & Trantor Score

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Financial Vulnerability Assessment (Tuckman-Chang)

4 risk indicators measuring financial stability and operational resilience

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Financial Trends

Organization Details

Formation Year

2010

Legal Domicile

Principal Officer

THOMAS SCHNEEWEIS

Phone

4132537373

Tax Period

2018-01-01 to 2018-12-31

CAIA FOUNDATION INC, founded in 2010, is a micro nonprofit in the Community Improvement sector that reported $28K in total revenue in fiscal year 2018. Revenue surged 1987% from the prior year, signaling strong growth momentum. Expenses of $60K exceeded revenue, resulting in a 114% operating deficit.

Mission

FOSTER ALTERNATIVE INVESTMENT EDUCATION WITHIN THE FINANCE INDUSTRY, DEVELOP AND AGGREGATE QUALITY RESEARCH AND COMMENTARY, FINANCE AND DEVELOP CURRICULUM STANDARDS FOR ALTERNATIVE INVESTMENT EDUCATION, AND FOSTER A SCHOLARSHIP PROGRAM TO INCREASE THE KNOWLEDGE BASE AND THE FLOW OF WELL PREPARED TALENT TO LEAD THE ALTERNATIVE INVESTMENT INDUSTRY.

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Trantor Score

Financial Health Score (300–850) · Liquidity · Solvency · Sustainability · Efficiency

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Liquidity (40%) • Solvency (30%) • Sustainability (20%) • Efficiency (10%)

Financial Overview (2018)

Revenue Breakdown

Contributions & Grants $1,346

Program Service Revenue $0

Investment Income $0

Other Revenue $26,750

TOTAL REVENUE $28,096

Expense Breakdown

Grants Paid $22,300

Salaries & Benefits $0

Fundraising Expenses $0

Program Expenses $22,402

Other Expenses $37,964

TOTAL EXPENSES $60,264

Year-over-Year Comparison

	2018	2017	Change
Revenue	$28,096	$1,346	+19.9%
Expenses	$60,264	$37,310	+0.6%
Net Income	$-32,168	$-35,964	-0.1%

Key Indicators

✗ Grants to Organizations ✓ Grants to Individuals ✗ Lobbying ✗ Political Activity ✓ Foreign Activities ✗ Donor Advised Fund ✗ Schedule B Required

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Financial Health Indicators

Comprehensive financial analysis: Altman Z-Score, liquidity, solvency, sustainability, efficiency, and growth metrics

Financial Distress Indicator

Liquidity & Cash Position

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Altman Z-Score • Liquidity Ratios • Solvency Analysis • Growth Indicators • Efficiency Metrics

Governance

Voting Members

Independent Members

Employees

N/A

Volunteers

Governance Policies

✓ Conflict of Interest Policy

✓ Whistleblower Policy

✗ Document Retention Policy

Special Practices & Reported Activities

✗ Operated a School

✗ Operated a Hospital

✗ Provided First Class Travel

✗ Reported Conflict of Interest

✗ Reported Asset Diversion

✗ Excess Benefit Transaction

✗ Made Political Expenditures

✗ Engaged in Lobbying

✗ Operated Donor Advised Fund

✗ Maintained Art Collections

✗ Filed Form 720

Compensation of Officers, Directors & Key Employees

Total Officers

$325,179

Total Directors

$203,998

Key Employees

Highest Compensated

reported

Name	Title	Hours/Week	Role	Reportable Comp	Other Comp	Total
HOSSEIN KAZEMI	DIRECTOR	0.25	Director	$0	$7,609	$203,998
JUDY POSNIKOFF	DIRECTOR	0.25	Director	$0	$0	$0
THOMAS SCHNEEWEIS	PRESIDENT	1.00	Officer Director	$0	$0	$0
PETER DOUGLAS	DIRECTOR	5.00	Director	$0	$0	$0
KEITH BLACK	TREASURER	0.25	Officer	$0	$33,660	$268,189
KIM DURAND	CLERK	0.25	Officer	$0	$0	$56,990

Note: Compensation data is self-reported by the organization on their Form 990. "Reportable Comp" includes salary, bonuses, and other reportable compensation from the organization and related organizations. "Other Comp" includes benefits, deferred compensation, and non-taxable benefits.

Historical Data

Year	Revenue	Expenses	Assets	Net Income
2018	$28,096	$60,264	$340,941	$-32,168

CAIA FOUNDATION INC