INSTITUTE FOR MENTAL HEALTH & WELLNESS

EIN: 814260130 501(c)(3)

RENTON, WA

Total Revenue
$5,937,052
Total Expenses
$13,581,003
Total Assets
$114,841,688
Net Assets
$107,705,375
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Financial Trends

Organization Details

Formation Year
2016
Legal Domicile
WA
Principal Officer
ROD F HOCHMAN MD
Phone
4255253985
Tax Period
2020-01-01 to 2020-12-31

INSTITUTE FOR MENTAL HEALTH & WELLNESS, founded in 2016, is a community nonprofit that reported $5.9M in total revenue in fiscal year 2020. Revenue surged 59% from the prior year, signaling strong growth momentum. Expenses of $13.6M exceeded revenue, resulting in a 129% operating deficit.

Mission

PROVIDENCE EXPENSE REIMBURSEMENT PROCEDURES INCLUDE THE FOLLOWING POLICIES: FIRST CLASS TRAVEL OR CHARTER TRAVEL AIR TRAVEL IS GENERALLY REIMBURSABLE AT THE LEAST EXPENSIVE AIRFARE WHICH PERMITS DEPARTURES AND ARRIVALS AT REASONABLE TIMES AND REASONABLE DISTANCE TRAVELED. EMPLOYEES ARE ENCOURAGED TO PLAN IN ADVANCE TO GET AVAILABLE DISCOUNTS. AIRLINE FREQUENT FLYER UPGRADES WILL NEVER BE REIMBURSED. IN LIMITED SITUATIONS FIRST CLASS TICKETS AND CHARTER MAY BE REIMBURSED WHEN APPROVED BY A SENIOR LEVEL SUPERVISOR. TAX INDEMNIFICATION AND GROSS-UP PAYMENTS TAX INDEMNIFICATIONS OR GROSS-UP PAYMENTS - RELOCATION PROVIDENCE FOLLOWS THE FEDERAL AND STATE TAXATION LAWS RELATED TO RELOCATION EXPENSES PAID TO THE EMPLOYEE OR TO A THIRD PARTY ON THE EMPLOYEE'S BEHALF. THEY ARE CONSIDERED TAXABLE WAGES AND ARE REPORTED AS SUCH. BASED ON THE WAY PROVIDENCE HAS CHOSEN TO PAY THE RELOCATION EXPENSES, PROVIDENCE REPORTS REIMBURSEMENTS AND PAYMENTS TO VENDORS AS INCOME AND THESE EXPENSE PAYMENTS ARE REFLECTED ON THE EXECUTIVE'S FORM W-2. PROVIDENCE PROVIDES A GROSS-UP FOR THE RELOCATION BENEFITS, SO THAT A PORTION OF THE REIMBURSEMENT DOES NOT HAVE TO BE USED TO PAY TAXES, AND THIS TAX GROSS-UP IS ALSO REPORTED AS TAXABLE INCOME. THE AMOUNTS REPORTED FOR THESE GROSS-UP PAYMENTS ARE INCLUDED ON SCHEDULE J, PART II, COLUMN B (III) - OTHER REPORTABLE COMPENSATION ON THE FORM 990. TAX INDEMNIFICATIONS OR GROSS-UP PAYMENTS - FINANCIAL/RETIREMENT PLANNING PROVIDENCE FOLLOWS THE FEDERAL AND STATE TAXATION LAWS RELATED TO FINANCIAL AND RETIREMENT PLANNING EXPENSES PAID TO THE EMPLOYEE OR TO A THIRD PARTY ON THE EMPLOYEE'S BEHALF. THEY ARE CONSIDERED TAXABLE WAGES AND ARE REPORTED AS SUCH. BASED ON THE WAY PROVIDENCE HAS CHOSEN TO PAY THESE OTHER EXPENSES, PROVIDENCE REPORTS REIMBURSEMENTS AND PAYMENTS TO VENDORS AS INCOME AND THESE EXPENSE PAYMENTS ARE REFLECTED ON THE EXECUTIVE'S FORM W-2. PROVIDENCE PROVIDES A GROSS-UP FOR THIS BENEFIT, SO THAT A PORTION OF THE PAYMENT DOES NOT HAVE TO BE USED TO PAY TAXES, AND THIS TAX GROSS-UP IS ALSO REPORTED AS TAXABLE INCOME. THE AMOUNTS REPORTED FOR THESE GROSS-UP PAYMENTS ARE INCLUDED ON SCHEDULE J, PART II, COLUMN B (III) - OTHER REPORTABLE COMPENSATION ON THE FORM 990. PERSONAL SERVICES PROVIDENCE OFFERS FINANCIAL PLANNING SERVICES AS AN OPTIONAL BENEFIT TO EMPLOYEES AT VICE PRESIDENT LEVEL AND ABOVE. THE AMOUNTS REPORTED FOR THE FINANCIAL PLANNING SERVICES ARE INCLUDED AS TAXABLE INCOME ON SCHEDULE J, PART II, COLUMN B (III) - OTHER REPORTABLE COMPENSATION ON THE FORM 990 FOR THE EMPLOYEES WHO PARTICIPATE.

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Liquidity (40%) • Solvency (30%) • Sustainability (20%) • Efficiency (10%)

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Financial Overview (2020)

Revenue Breakdown

Contributions & Grants $687,947
Program Service Revenue $0
Investment Income $5,249,105
Other Revenue $0
TOTAL REVENUE $5,937,052

Expense Breakdown

Grants Paid $7,949,933
Salaries & Benefits $1,739,298
Fundraising Expenses $0
Program Expenses $12,025,557
Other Expenses $3,891,772
TOTAL EXPENSES $13,581,003

Year-over-Year Comparison

2020 2019 Change
Revenue $5,937,052 $3,741,863 +0.6%
Expenses $13,581,003 $10,894,167 +0.2%
Net Income $-7,643,951 $-7,152,304 +0.1%
Key Indicators
Grants to Organizations Grants to Individuals Lobbying Political Activity Foreign Activities Donor Advised Fund Schedule B Required
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Governance

Voting Members
6
Independent Members
2
Employees
N/A
Volunteers
N/A

Governance Policies

Conflict of Interest Policy
Whistleblower Policy
Document Retention Policy

Special Practices & Reported Activities

Operated a School
Operated a Hospital
Provided First Class Travel
Reported Conflict of Interest
Reported Asset Diversion
Excess Benefit Transaction
Made Political Expenditures
Engaged in Lobbying
Operated Donor Advised Fund
Maintained Art Collections
Filed Form 720

Compensation of Officers, Directors & Key Employees

Total Officers
4
$13,473,346
Total Directors
8
$27,292,120
Key Employees
4
$1,452,940
Highest Compensated
0
reported
Name Title Hours/Week Role Reportable Comp Other Comp Total
ROD F HOCHMAN MD PRESIDENT/CHAIR 1.00
Officer Director
$0 $813,801 $10,113,395
MIKE BUTLER DIRECTOR (PART YEAR) 1.00
Director
$0 $56,431 $8,764,668
DEBRA CANALES DIRECTOR 1.00
Director
$0 $691,108 $2,694,992
AMY COMPTON-PHILLIPS MD DIRECTOR 1.00
Director
$0 $533,089 $2,242,100
RHONDA MEDOWS MD DIRECTOR (PART YEAR) 1.00
Director
$0 $328,861 $2,143,321
CINDY STRAUSS FORMER SECRETARY 0.00
$0 $358,093 $2,103,634
JO ANN ESCASA-HAIGH VP/TREASURER (PART YEAR) 1.00
Officer
$0 $434,938 $1,746,592
JOEL GILBERTSON DIRECTOR 1.00
Director
$0 $226,050 $1,333,644
JIM WATSON ESQ SECRETARY 1.00
Officer
$0 $120,056 $864,537
TYLER NORRIS EXECUTIVE DIRECTOR/CEO WBT 40.00
Officer
$0 $109,324 $748,822
ARPAN WAGHRAY EXEC MED DIR SHS BEHAV HEALTH 10.00
Key Emp
$0 $49,483 $438,457
BEN MILLER CHIEF STRATEGY OFFICER WBT (PT-YR) 40.00
Key Emp
$0 $45,607 $438,293
ROBIN HENDERSON EXEC DIR BEHAVIORAL HEALTH 10.00
Key Emp
$0 $18,654 $322,750
GRAINGER MARBURG CHIEF OPERATING OFFICER WBT 40.00
Key Emp
$0 $25,844 $253,440
MAUREEN BISOGNANO DIRECTOR (PART YEAR) 1.00
Director
$0 $0 $0
TERRI LUDWIG DIRECTOR (PART YEAR) 1.00
Director
$0 $0 $0
Note: Compensation data is self-reported by the organization on their Form 990. "Reportable Comp" includes salary, bonuses, and other reportable compensation from the organization and related organizations. "Other Comp" includes benefits, deferred compensation, and non-taxable benefits.

Historical Data

Year Revenue Expenses Assets Net Income
2020 $5,937,052 $13,581,003 $114,841,688 $-7,643,951
2019 $3,741,863 $10,894,167 $113,570,818 $-7,152,304
2019 $3,741,863 $9,987,417 $113,570,818 $-6,245,554
2018 $4,051,844 $22,158,176 $111,595,999 $-18,106,332
2018 $4,051,844 $19,891,737 $111,595,999 $-15,839,893
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