ACTIVE INVESTMENT COMPANY ALLIANCE (EIN 842960332) - Form 990 Financial Analysis & Trantor Score

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Tuckman-Chang Vulnerability Assessment

4 risk indicators measuring financial stability and operational resilience

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Financial Trends

Organization Details

Formation Year

2019

Legal Domicile

Phone

9172680818

Tax Period

2024-07-01 to 2025-06-30

ACTIVE INVESTMENT COMPANY ALLIANCE, founded in 2019, is a small nonprofit in the Community Improvement sector that reported $214K in total revenue in fiscal year 2022. Revenue surged 74% from the prior year, signaling strong growth momentum. The organization ran a surplus of $47K, a strong 22% operating margin.

Mission

ACTIVE INVESTMENT COMPANY ALLIANCE (AICA)IS A NON-PROFIT TRADE ASSOCIATION THAT ADVANCES EDUCATION, OUTREACH, AND ADVOCACY FOR PUBLICLY TRADED CLOSED END FUNDS, BUSINESS DEVELOPMENT COMPANIES, INTERVAL FUNDS, AND TENDER-OFFER FUNDS, HELPING ADVISORS AND INVESTORS BETTER UNDERSTAND ALTERNATIVE AND INCOME-ORIENTED INVESTMENT STRATEGIES.

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Trantor Score

Financial Health & Payment Capacity Assessment (FICO Scale: 300–850)

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Liquidity (40%) • Solvency (30%) • Sustainability (20%) • Efficiency (10%)

Financial Overview (2024)

Revenue Breakdown

Contributions & Grants $290,925

Program Service Revenue $43,662

Investment Income $0

Other Revenue $0

TOTAL REVENUE $334,587

Expense Breakdown

Grants Paid $0

Salaries & Benefits $146,986

Fundraising Expenses $0

Other Expenses $233,307

TOTAL EXPENSES $380,293

Year-over-Year Comparison

	2024	2023	Change
Revenue	$334,587	$285,689	+0.2%
Expenses	$380,293	$251,867	+0.5%
Net Income	$-45,706	$33,822	-2.4%

Key Indicators

✗ Grants to Organizations ✗ Grants to Individuals ✗ Lobbying ✗ Political Activity ✗ Foreign Activities ✗ Donor Advised Fund ✗ Schedule B Required

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Financial Health Indicators

Comprehensive financial analysis: Altman Z-Score, liquidity, solvency, sustainability, efficiency, and growth metrics

Financial Distress Indicator

Liquidity & Cash Position

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Altman Z-Score • Liquidity Ratios • Solvency Analysis • Growth Indicators • Efficiency Metrics

Governance

Voting Members

Independent Members

Employees

N/A

Volunteers

Governance Policies

✗ Conflict of Interest Policy

✗ Whistleblower Policy

✗ Document Retention Policy

Special Practices & Reported Activities

✗ Operated a School

✗ Operated a Hospital

✗ Provided First Class Travel

✗ Reported Conflict of Interest

✗ Reported Asset Diversion

✗ Excess Benefit Transaction

✗ Made Political Expenditures

✗ Engaged in Lobbying

✗ Operated Donor Advised Fund

✗ Maintained Art Collections

✗ Filed Form 720

Compensation of Officers, Directors & Key Employees

Total Officers

Total Directors

Key Employees

Highest Compensated

reported

Name	Title	Hours/Week	Role	Reportable Comp	Other Comp	Total
JOHN COLE SCOTT	DIRECTOR	2.00	Director	$0	$0	$0
DAVID WILSON CARTER	DIRECTOR	2.00	Director	$0	$0	$0

Note: Compensation data is self-reported by the organization on their Form 990. "Reportable Comp" includes salary, bonuses, and other reportable compensation from the organization and related organizations. "Other Comp" includes benefits, deferred compensation, and non-taxable benefits.

Historical Data

Year	Revenue	Expenses	Assets	Net Income
2025	$334,587	$380,293	$128,072	$-45,706
2024	$285,689	$251,867	$154,887	$33,822
2023	$213,957	$167,188	$115,626	$46,769

ACTIVE INVESTMENT COMPANY ALLIANCE