SOCIETY OF CORPORATE COMPLIANCE AND ETHICS & HEALTH CARE COMPLIANCE

EIN: 900778759 Community Improvement

EDEN PRAIRIE, MN

Total Revenue
$22,635,828
Total Expenses
$22,971,317
Total Assets
$24,359,612
Net Assets
$18,631,899
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Financial Vulnerability Assessment (Tuckman-Chang)

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Financial Trends

Organization Details

Formation Year
2011
Legal Domicile
MN
Principal Officer
GARTH JORDAN
Phone
9529880141
Tax Period
2025-01-01 to 2025-12-31

SOCIETY OF CORPORATE COMPLIANCE AND ETHICS & HEALTH CARE COMPLIANCE, founded in 2011, is a mid-sized nonprofit in the Community Improvement sector that reported $22.6M in total revenue in fiscal year 2025.

Mission

TO CHAMPION ETHICAL PRACTICE AND COMPLIANCE STANDARDS; TO PROVIDE THE NECESSARY RESOURCES FOR ETHICS AND COMPLIANCE PROFESSIONALS AND OTHERS WHO SHARE THESE PRINCIPLES; AND TO PROVIDE EDUCATIONAL AND NETWORKING OPPORTUNITIES TO COMPLIANCE AND ETHICS PROFESSIONALS.

Program Service Accomplishments

Program 1

GERARD ZACK - SEVERANCE - $199,230 ADAM TURTELTAUB - SEVERANCE - $95,110

Program 2

THE COMPLIANCE CERTIFICATION BOARD (CCB) HAS DEVELOPED CRITERIA TO DETERMINE COMPETENCE IN THE PRACTICE OF COMPLIANCE AND ETHICS ACROSS VARIOUS INDUSTRIES AND SPECIALTY AREAS INCLUDING HEALTHCARE AND...

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THE COMPLIANCE CERTIFICATION BOARD (CCB) HAS DEVELOPED CRITERIA TO DETERMINE COMPETENCE IN THE PRACTICE OF COMPLIANCE AND ETHICS ACROSS VARIOUS INDUSTRIES AND SPECIALTY AREAS INCLUDING HEALTHCARE AND NON-HEALTH CARE PROFESSIONS, AND RECOGNIZES INDIVIDUALS MEETING THESE CRITERIA THROUGH ITS COMPLIANCE CERTIFICATION PROGRAMS. WE PROVIDE THE ONLY COMPLIANCE CERTIFICATION PROGRAM OF ITS KIND WHICH IS OPEN TO BOTHMEMBERS AND NON-MEMBERS SEEKING COMPLIANCE CERTIFICATION PROGRAMS. THE PURPOSE OF CERTIFICATION IS TO PROMOTE COMPLIANCE AND ETHICS THROUGH THE CERTIFICATION OF QUALIFIED COMPLIANCE PROFESSIONALS. ADDITIONALLY, CERTIFICATION ENHANCES CERTIFICATE HOLDERS' CREDIBILITY WITHIN THEIR ORGANIZATION AND AMONG THEIR PEERS, ENCOURAGES CONTINUED PERSONAL AND PROFESSIONAL GROWTH IN THE PRACTICE OF COMPLIANCE AND ETHICS, AND PROVIDES A NATIONAL STANDARD OF REQUISITE KNOWLEDGE REQUIRED FOR CERTIFICATION. 12,652 PEOPLE ACTIVELY HOLD AT LEAST ONE OF THE COMPLIANCE AND ETHICS PROFESSIONAL CERTIFICATIONS.

Program 3

PUBLICATIONS, WEBSITES AND SOCIAL NETWORK SITE: THE ASSOCIATION OFFERS TWO FREE MONTHLY PUBLICATIONS TO ITS MEMBERSHIP. THERE IS A MONTHLY MAGAZINE SPECIFICALLY FOR THE HEALTH CARE COMPLIANCE...

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PUBLICATIONS, WEBSITES AND SOCIAL NETWORK SITE: THE ASSOCIATION OFFERS TWO FREE MONTHLY PUBLICATIONS TO ITS MEMBERSHIP. THERE IS A MONTHLY MAGAZINE SPECIFICALLY FOR THE HEALTH CARE COMPLIANCE INDUSTRY. A SECOND MONTHLY MAGAZINE IS PUBLISHED FOR THE COMPLIANCE AND ETHICS INDUSTRY OUTSIDE OF HEALTH CARE. OUR WEBSITES PROVIDE A WIDE RANGE OF INFORMATION ABOUT THE COMPLIANCE AND ETHICS PROFESSION AND THE ASSOCIATION TO PEOPLE VISITING THE WEBSITES. THE SOCIAL NETWORK SITE PROVIDES IMPORTANT EDUCATIONAL AND NETWORKING OPPORTUNITIES FOR VISITORS TO THAT SITE. THESE MAGAZINES, WEBSITES, AND THE ASSOCIATION'S SOCIAL NETWORK SITE PROVIDE VITAL INFORMATION ON WHAT IS HAPPENING IN THE COMPLIANCE AND ETHICS PROFESSION. THERE ARE MANY ARTICLES INFORMING AND EDUCATING OUR MEMBERSHIP ABOUT NEW RULES, REGULATIONS, AND LEGAL REQUIREMENTS ESTABLISHED BY THE STATE AND FEDERAL GOVERNMENTS. THERE ARE ALSO ARTICLES ABOUT INFLUENTIAL PEOPLE WITHIN THE COMPLIANCE AND ETHICS PROFESSION. IT IS CRITICAL THAT THE RESOURCES TO ADEQUATELY PREPARE THE PEOPLE WORKING IN THE PROFESSION ARE READILY AVAILABLE AND OF THE HIGHEST QUALITY. THE ASSOCIATION WILL CONTINUE TO STRIVE TO MEET THESE SPECIFIC NEEDS OF THIS GROWING PROFESSION. IN ADDITION, THE ASSOCIATION MAINTAINS AND PROMOTES TWO JOB BOARDS CONTAINING LISTINGS OF AVAILABLE PAID AND VOLUNTEER POSITIONS IN THE COMPLIANCE SECTORS SERVED BY THE ASSOCIATION. THESE JOB BOARDS ARE OPEN TO USE BY ANYONE WITHIN THE SECTORS SERVED BY THE ASSOCIATION. THEY ARE FOCUSED EXCLUSIVELY ON JOBS RELATED TO COMPLIANCE. THE JOB BOARDS ARE REGULARLY PROMOTED VIA EMAIL AND THE ASSOCIATION'S WEBSITE WITH EDUCATIONAL CONTENT TO PERSONS WHO HAVE EXPRESSED INTEREST IN THE ASSOCIATION'S EDUCATIONAL PUBLICATIONS, AND TO PEOPLE WHO HAVE TAKEN ADVANTAGE OF THE ASSOCIATION'S EDUCATIONAL PROGRAMS TO IMPROVE THEIR UNDERSTANDING OF COMPLIANCE'S IMPORTANT ROLE IN SOCIETY. THE JOB BOARD ACTIVITY AND REVENUE IS NOT AS SIGNIFICANT AS OTHER ACTIVITIES AND REVENUE OF THE ASSOCIATION, BUT IT IS IMPORTANT TO THE ACCOMPLISHMENT OF THE ASSOCIATION'S EXEMPT PURPOSES ON MANY LEVELS. FIRST, IT SERVES AS A METHOD OF PROMOTING AND EVALUATING THE ROLE OF COMPLIANCE POSITIONS WITHIN THE SECTORS SERVED BY THE ASSOCIATION. SECOND, IT PROVIDES A METHOD BY WHICH EMPLOYERS UNFAMILIAR WITH COMPLIANCE PROFESSIONAL POSITIONS CAN BECOME FAMILIAR WITH COMPLIANCE PROFESSIONAL POSITIONS AND FIND A COMPLIANCE PROFESSIONAL OR INTERN TO SUPPORT THEIR WORK. THIRD, IT PROMOTES AND IMPROVES THE BUSINESS ENVIRONMENT OF COMPLIANCE PROFESSIONALS GENERALLY WHEN COMPLIANCE-RELATED JOBS ARE REGULARLY AND CONSISTENTLY PROMOTED TO THOSE PERSONS WHO HAVE PARTICIPATED IN AND BENEFITTED FROM AN ASSOCIATION EDUCATIONAL PROGRAM, INCLUDING A CONFERENCE, SEMINAR OR LISTSERVE.

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Trantor Score

Financial Health Score (300–850) · Liquidity · Solvency · Sustainability · Efficiency

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Liquidity (40%) • Solvency (30%) • Sustainability (20%) • Efficiency (10%)

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Financial Overview (2025)

Revenue Breakdown

Contributions & Grants $0
Program Service Revenue $22,310,631
Investment Income $-244,241
Other Revenue $569,438
TOTAL REVENUE $22,635,828

Expense Breakdown

Grants Paid $0
Salaries & Benefits $7,773,945
Fundraising Expenses $0
Other Expenses $15,197,372
TOTAL EXPENSES $22,971,317

Year-over-Year Comparison

2025 2024 Change
Revenue $22,635,828 $23,818,573 0.0%
Expenses $22,971,317 $24,051,184 0.0%
Net Income $-335,489 $-232,611 +0.4%
Key Indicators
Grants to Organizations Grants to Individuals Lobbying Political Activity Foreign Activities Donor Advised Fund Schedule B Required
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Financial Health Indicators

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Financial Distress Indicator

Liquidity & Cash Position

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Governance

Voting Members
18
Independent Members
10
Employees
76
Volunteers
1500

Governance Policies

Conflict of Interest Policy
Whistleblower Policy
Document Retention Policy

Special Practices & Reported Activities

Operated a School
Operated a Hospital
Provided First Class Travel
Reported Conflict of Interest
Reported Asset Diversion
Excess Benefit Transaction
Made Political Expenditures
Engaged in Lobbying
Operated Donor Advised Fund
Maintained Art Collections
Filed Form 720

Compensation of Officers, Directors & Key Employees

Total Officers
10
$715,307
Total Directors
18
$363,330
Key Employees
2
$751,422
Highest Compensated
5
reported
Name Title Hours/Week Role Reportable Comp Other Comp Total
LOUIS PEROLD BOARD CHAIR 4.00
Officer Director
$33,600 $0 $33,600
WALTER JOHNSON PAST CHAIR 3.00
Officer Director
$0 $0 $0
R BRETT SHORT IMMEDIATE PAST CHAIR 4.00
Officer Director
$13,552 $0 $13,552
GREG TRIGUBA VICE-CHAIR 4.00
Officer Director
$56,462 $0 $56,462
KELLY WILLENBERG 2ND VICE-CHAIR 4.00
Officer Director
$8,836 $0 $8,836
VERONICA XU SECRETARY 4.00
Officer Director
$0 $0 $0
BETSY WADE TREASURER 4.00
Officer Director
$23,770 $0 $23,770
ODELL GUYTON DIRECTOR 4.00
Director
$27,669 $0 $27,669
ART WEISS DIRECTOR 4.00
Director
$32,468 $0 $32,468
LISA KUCA DIRECTOR 3.00
Director
$0 $0 $0
DAVID LANE DIRECTOR 3.00
Director
$0 $0 $0
HASSAN CHAUDRY DIRECTOR 3.00
Director
$0 $0 $0
JUDITH SPAIN DIRECTOR 3.00
Director
$0 $0 $0
NIURKA ADORNO-DAVIES DIRECTOR 3.00
Director
$0 $0 $0
SHIN JAE KIM DIRECTOR 3.00
Director
$0 $0 $0
SHERYL VACCA DIRECTOR 4.00
Director
$63,583 $0 $63,583
ADAM BALFOUR DIRECTOR 3.00
Director
$0 $0 $0
DEBBIE TROKLUS DIRECTOR 6.00
Director
$103,390 $0 $103,390
GARTH JORDAN CEO 40.00
Officer
$129,362 $8,146 $137,508
DAN ROACH INTERIM CEO 40.00
Officer
$180,000 $0 $180,000
JOHN GILJE CFO 40.00
Officer
$213,798 $47,781 $261,579
APRIL KIEL CHIEF OF STAFF 40.00
Key Emp
$272,841 $48,556 $321,397
ADAM TURTELTAUB LEFT 102025 ENGAGEMENT & STRATEGY OFFICER 40.00
Key Emp
$416,911 $13,114 $430,025
SALLY BANNOCHIE DIRECTOR - HR 40.00
Highest
$140,246 $34,144 $174,390
CRAIG LARSON DIRECTOR - PUBLISHING 40.00
Highest
$188,297 $20,936 $209,233
SCOTT ANDERSON DIRECTOR - IT 40.00
Highest
$193,632 $46,501 $240,133
JENNIFER PARRUCCI DIRECTOR - EVENTS 40.00
Highest
$130,256 $32,218 $162,474
ASHLEE GRIFFIN DIRECTOR - CERT/MEMBER SVS 40.00
Highest
$134,387 $34,313 $168,700
GERARD ZACK FORMER CEO 40.00
$199,230 $0 $199,230
Note: Compensation data is self-reported by the organization on their Form 990. "Reportable Comp" includes salary, bonuses, and other reportable compensation from the organization and related organizations. "Other Comp" includes benefits, deferred compensation, and non-taxable benefits.

Historical Data

Year Revenue Expenses Assets Net Income
2025 $22,635,828 $22,971,317 $24,359,612 $-335,489
2024 $23,818,573 $24,051,184 $24,022,714 $-232,611
2023 $22,531,032 $25,022,715 $23,933,799 $-2,491,683
2022 $20,586,305 $22,808,779 $26,371,199 $-2,222,474
2021 $19,415,043 $18,369,892 $30,768,192 $1,045,151
2020 $17,514,413 $16,644,328 $28,481,293 $870,085
2019 $29,638,613 $27,517,795 $28,157,820 $2,120,818
2018 $25,774,688 $25,894,123 $27,376,997 $-119,435
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