SECURITY TRADERS ASSOCIATION

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Financial Vulnerability Assessment (Tuckman-Chang)

4 risk indicators measuring financial stability and operational resilience

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Financial Trends

Organization Details

Formation Year

1934

Legal Domicile

Principal Officer

JAMES TOES

Phone

6466995995

Tax Period

2023-01-01 to 2023-12-31

SECURITY TRADERS ASSOCIATION, founded in 1934, is a community nonprofit that reported $1.6M in total revenue in fiscal year 2023. Revenue grew 14% year-over-year, indicating healthy expansion. Expenses of $1.5M left a modest 6% surplus.

Mission

SECURITY TRADERS ASSOCIATION (STA) IS A GRASSROOTS ORGANIZATION COMPRISED OF 24 AFFILIATES IN THE U.S. AND CANADA. STA'S MISSION IS TO EDUCATE AND REPRESENT MEMBERS OF THE FINANCIAL SERVICES INDUSTRY ACROSS VARYING BUSINESS MODELS.

Program Service Accomplishments

Program 1

Expenses: $1,101,480 Revenue: $1,117,000

SINCE BEING FOUNDED IN 1934 STA HAS MAINTAINED A STRONG PRESENCE IN WASHINGTON DC ENGAGING WITH U.S. REGULATORS AND POLICYMAKERS ON ISSUES THAT DIRECTLY AFFECT ITS MEMBERS. STA SERVES AND EDUCATES...

SINCE BEING FOUNDED IN 1934 STA HAS MAINTAINED A STRONG PRESENCE IN WASHINGTON DC ENGAGING WITH U.S. REGULATORS AND POLICYMAKERS ON ISSUES THAT DIRECTLY AFFECT ITS MEMBERS. STA SERVES AND EDUCATES INDIVIDUALS EMPLOYED IN THE FINANCIAL SERVICES INDUSTRY. ITS ANNUAL MARQUEE EVENT PROVIDES A UNIQUE OPPORTUNITY TO EDUCATE ITS MEMBERS ON THE LATEST ISSUES AFFECTING THEIR PROFESSION AND PROVIDE THEM WITH A PLATFORM FOR NETWORKING WHICH CONTRIBUTES TO THEIR CAREER DEVELOPMENT AND PRODUCTIVITY.

Program 2

ADDITIONAL ACCOMPLISHMENTS INCLUDE: - FIFTY NEWSLETTERS & EDUCATIONAL ARTICLES PER YEAR - TEN INDUSTRY OPEN CALLS ON INDUSTRY TOPICS - TWO EDUCATIONAL CONFERENCES PER YEAR - WOMEN IN FINANCE...

ADDITIONAL ACCOMPLISHMENTS INCLUDE: - FIFTY NEWSLETTERS & EDUCATIONAL ARTICLES PER YEAR - TEN INDUSTRY OPEN CALLS ON INDUSTRY TOPICS - TWO EDUCATIONAL CONFERENCES PER YEAR - WOMEN IN FINANCE SYMPOSIUM AND ANNUAL MARKET STRUCTURE

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Trantor Score

Financial Health Score (300–850) · Liquidity · Solvency · Sustainability · Efficiency

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Liquidity (40%) • Solvency (30%) • Sustainability (20%) • Efficiency (10%)

Financial Overview (2023)

Revenue Breakdown

Contributions & Grants $391,981

Program Service Revenue $1,117,000

Investment Income $66,645

Other Revenue $0

TOTAL REVENUE $1,575,626

Expense Breakdown

Grants Paid $0

Salaries & Benefits $637,857

Fundraising Expenses $190,228

Program Expenses $1,112,059

Other Expenses $846,982

TOTAL EXPENSES $1,484,839

Year-over-Year Comparison

	2023	2022	Change
Revenue	$1,575,626	$1,379,224	+0.1%
Expenses	$1,484,839	$1,457,249	+0.0%
Net Income	$90,787	$-78,025	-2.2%

Key Indicators

✗ Grants to Organizations ✗ Grants to Individuals ✗ Lobbying ✗ Political Activity ✗ Foreign Activities ✗ Donor Advised Fund ✗ Schedule B Required

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Financial Health Indicators

Comprehensive financial analysis: Altman Z-Score, liquidity, solvency, sustainability, efficiency, and growth metrics

Financial Distress Indicator

Liquidity & Cash Position

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Altman Z-Score • Liquidity Ratios • Solvency Analysis • Growth Indicators • Efficiency Metrics

Governance

Voting Members

Independent Members

Employees

Volunteers

N/A

Governance Policies

✗ Conflict of Interest Policy

✗ Whistleblower Policy

✗ Document Retention Policy

Special Practices & Reported Activities

✗ Operated a School

✗ Operated a Hospital

✗ Provided First Class Travel

✗ Reported Conflict of Interest

✗ Reported Asset Diversion

✗ Excess Benefit Transaction

✗ Made Political Expenditures

✗ Engaged in Lobbying

✗ Operated Donor Advised Fund

✗ Maintained Art Collections

✗ Filed Form 720

Compensation of Officers, Directors & Key Employees

Total Officers

Total Directors

Key Employees

Highest Compensated

reported

Name	Title	Hours/Week	Role	Reportable Comp	Other Comp	Total
PAULA SEXSMITH	GOVERNORS	1.00	Officer Director	$0	$0	$0
PATRICK FAGAN	GOVERNORS	1.00	Officer Director	$0	$0	$0
KEVIN SKARBEK	SECRETARY	2.00	Officer Director	$0	$0	$0
STEPHANIE MINISTER	GOVERNOR	1.00	Officer Director	$0	$0	$0
JULIE ANDRESS	TREASURER	2.00	Officer Director	$0	$0	$0
JAMES HYDE	VICE CHAIRMA	2.00	Officer Director	$0	$0	$0
RYAN KWIATKOWSKI	CHAIRMAN	2.00	Officer Director	$0	$0	$0
KATE MCALLISTER	PAST CHAIR	1.00	Officer Director	$0	$0	$0
JAMES TOES	PRESIDENT &	2.00	Officer	$0	$0	$0
BRIAN STENSON	GOVERNOR	1.00	Officer Director	$0	$0	$0
STEVE CAPURSO	GOVERNOR	1.00	Officer Director	$0	$0	$0
PATRICIA KOETZNER	GOVERNOR	1.00	Officer Director	$0	$0	$0
INESSA RUFFMAN	GOVERNOR	1.00	Officer Director	$0	$0	$0
JEREMY HABER	GOVERNOR	1.00	Officer Director	$0	$0	$0
GIANG BUI	GOVERNOR	1.00	Officer Director	$0	$0	$0
CARLOS JIMENEZ	GOVERNOR	1.00	Officer Director	$0	$0	$0

Note: Compensation data is self-reported by the organization on their Form 990. "Reportable Comp" includes salary, bonuses, and other reportable compensation from the organization and related organizations. "Other Comp" includes benefits, deferred compensation, and non-taxable benefits.

Historical Data

Year	Revenue	Expenses	Assets	Net Income
2024	No data	No data	No data	No data
2023	$1,575,626	$1,484,839	$1,477,352	$90,787
2022	$1,379,224	$1,457,249	$1,478,782	$-78,025
2021	$1,074,126	$1,141,451	$1,636,713	$-67,325
2020	$737,846	$890,966	$1,542,745	$-153,120
2019	$1,336,003	$1,320,482	$1,752,736	$15,521
2018	$1,199,772	$1,357,990	$1,833,115	$-158,218